# Royal Capital Wealth Management LLC

> Royal Capital Wealth Management LLC is an SEC-registered investment advisory firm in Carmel, IN, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 292217
- Filed as: ROYAL CAPITAL WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carmel, IN
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/292217
- AdvisorCensus page: https://advisorcensus.com/firm/royal-capital-wealth-management-llc-carmel-in-292217

## Quick answers

**How is Royal Capital Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Royal Capital Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Royal Capital Wealth Management LLC located?**
Royal Capital Wealth Management LLC's principal office is in Carmel, IN, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Royal Capital Wealth Management LLC registered with the SEC or a state?**
Royal Capital Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 292217.

**How much does Royal Capital Wealth Management LLC manage?**
Royal Capital Wealth Management LLC reports $204,155,428 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**How have Royal Capital Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Royal Capital Wealth Management LLC: Regulatory assets under management: $146,262,241 in the October 2021 data and $204,155,428 in the October 2026 data, up 40%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Royal Capital Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (37); high net worth individuals (31).

**Which custodians does Royal Capital Wealth Management LLC use?**
Royal Capital Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Royal Capital Wealth Management LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/292217

**Does Royal Capital Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 29, 2026 says: "RCWM does not require a minimum dollar amount be placed with the firm."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 29, 2026)

- Account minimum: None

> RCWM does not require a minimum dollar amount be placed with the firm.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $204,155,428
- Discretionary: $204,155,428
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $11,629,185 |
| High net worth individuals | 31 | $192,526,243 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/292217

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Carmel, IN

### Websites listed on Form ADV (Item 1.I)
- rcwmllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $146,262,241 | 2 | March 30, 2021 |
| October 2022 | $151,812,774 | 2 | March 30, 2022 |
| October 2023 | $158,872,388 | 2 | March 29, 2023 |
| October 2024 | $177,158,040 | 2 | March 29, 2024 |
| October 2025 | $186,556,907 | 2 | March 30, 2025 |
| October 2026 | $204,155,428 | 2 | March 29, 2026 |

Regulatory assets under management: $146,262,241 in the October 2021 data and $204,155,428 in the October 2026 data, up 40%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Royal Capital Wealth Management LLC (CRD 292217): Form ADV filing data as of October 2026.