# Rowayton Investment Advisors

> Rowayton Investment Advisors is a state-registered investment advisory firm, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 161597
- Filed as: ROWAYTON INVESTMENT ADVISORS
- Legal name: Rowland, Duncan S.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Connecticut
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/161597
- AdvisorCensus page: https://advisorcensus.com/firm/rowayton-investment-advisors-161597

## Quick answers

**How is Rowayton Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Rowayton Investment Advisors reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Rowayton Investment Advisors registered with the SEC or a state?**
Rowayton Investment Advisors is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 161597.

**How much does Rowayton Investment Advisors manage?**
Rowayton Investment Advisors reports $12,000,000 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).

**What types of clients does Rowayton Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1).

**Does Rowayton Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/161597

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $12,000,000
- Discretionary: $12,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 1 | $12,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rowayton Investment Advisors (CRD 161597): Form ADV filing data as of October 2026.