# Rovin Capital

> Rovin Capital is an SEC-registered investment advisory firm in Mesa, AZ, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 152662
- Filed as: ROVIN CAPITAL
- Legal name: Rovin Capital LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mesa, AZ
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152662
- AdvisorCensus page: https://advisorcensus.com/firm/rovin-capital-mesa-az-152662

## Quick answers

**How is Rovin Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Rovin Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Rovin Capital located?**
Rovin Capital's principal office is in Mesa, AZ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Rovin Capital registered with the SEC or a state?**
Rovin Capital is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152662.

**How much does Rovin Capital manage?**
Rovin Capital reports $917,311,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (91% discretionary).

**How have Rovin Capital's assets and staff changed since 2021?**
In the Form ADV data for Rovin Capital: Regulatory assets under management: $295,198,923 in the October 2021 data and $917,311,000 in the October 2026 data, up 211%. Total employees: 5 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rovin Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (363); pension and profit sharing plans (but not the plan participants or government pension plans) (166); high net worth individuals (157).

**Which custodians does Rovin Capital use?**
Rovin Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Rovin Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152662

**Does Rovin Capital state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "RC does not impose a minimum portfolio size or a minimum initial investment to open an account but does reserve the right to accept or decline a potential client for any reason in its sole discretion."

**What changed in Rovin Capital's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $710,734,000 to $917,311,000 (+29%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: None (the brochure says it may be waived or negotiated)

> RC does not impose a minimum portfolio size or a minimum initial investment to open an account but does reserve the right to accept or decline a potential client for any reason in its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $917,311,000
- Discretionary: $831,101,000
- Non-discretionary: $86,210,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 363 | $132,411,000 |
| High net worth individuals | 157 | $551,292,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 166 | $172,607,000 |
| Charitable organizations | 18 | $2,756,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 26 | $58,245,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2010 (16 years)
- Employees: 14 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, HI, ID, NC, NE, NV, SC, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Lehi, UT

### Websites listed on Form ADV (Item 1.I)
- facadvisors.com
- rovincapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $295,198,923 | 5 | August 6, 2021 |
| October 2022 | $450,000,000 | 7 | August 17, 2022 |
| October 2023 | $478,560,000 | 9 | September 27, 2023 |
| October 2024 | $596,130,000 | 9 | August 9, 2024 |
| October 2025 | $710,734,000 | 10 | June 18, 2025 |
| October 2026 | $917,311,000 | 14 | March 25, 2026 |

Regulatory assets under management: $295,198,923 in the October 2021 data and $917,311,000 in the October 2026 data, up 211%.
Total employees: 5 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $710,734,000 to $917,311,000 (+29%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rovin Capital (CRD 152662): Form ADV filing data as of October 2026.