{
  "crd_number": 152662,
  "slug": "rovin-capital-mesa-az-152662",
  "primary_business_name": "ROVIN CAPITAL",
  "legal_name": "ROVIN CAPITAL LLC",
  "dbas": [],
  "city": "Mesa",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-02-24",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 917311000.0,
  "raum_discretionary": 831101000.0,
  "raum_non_discretionary": 86210000.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 14,
  "advisory_employees": 9,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 2756000.0,
      "count": 18
    },
    "individuals": {
      "raum": 132411000.0,
      "count": 363
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 172607000.0,
      "count": 166
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 551292000.0,
      "count": 157
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 58245000.0,
      "count": 26
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "HI",
    "ID",
    "NC",
    "NE",
    "NV",
    "SC",
    "TX",
    "UT"
  ],
  "websites": [
    "https://facadvisors.com",
    "https://rovincapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152662",
  "city_as_filed": "MESA",
  "url": "https://advisorcensus.com/firm/rovin-capital-mesa-az-152662",
  "display_name": "Rovin Capital",
  "summary": "Rovin Capital is an SEC-registered investment advisory firm in Mesa, AZ, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Rovin Capital (CRD 152662): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Rovin Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rovin Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Rovin Capital charge?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 states: Subscription: $150 to $2,200 a month (access to analysis, recommendations, and advice relating to the clients’…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Rovin Capital located?",
      "a": "Rovin Capital's principal office is in Mesa, AZ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Rovin Capital registered with the SEC or a state?",
      "a": "Rovin Capital is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152662."
    },
    {
      "q": "How much does Rovin Capital manage?",
      "a": "Rovin Capital reports $917,311,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (91% discretionary)."
    },
    {
      "q": "How have Rovin Capital's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rovin Capital: Regulatory assets under management: $295,198,923 in the October 2021 data and $917,311,000 in the October 2026 data, up 211%. Total employees: 5 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rovin Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (363); pension and profit sharing plans (but not the plan participants or government pension plans) (166); high net worth individuals (157)."
    },
    {
      "q": "Which custodians does Rovin Capital use?",
      "a": "Rovin Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rovin Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152662"
    },
    {
      "q": "Does Rovin Capital state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"RC does not impose a minimum portfolio size or a minimum initial investment to open an account but does reserve the right to accept or decline a potential client for any reason in its sole discretion.\""
    },
    {
      "q": "What changed in Rovin Capital's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $710,734,000 to $917,311,000 (+29%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 295198923.0,
      "total_employees": 5,
      "filing_date": "2021-08-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 450000000.0,
      "total_employees": 7,
      "filing_date": "2022-08-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 478560000.0,
      "total_employees": 9,
      "filing_date": "2023-09-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 596130000.0,
      "total_employees": 9,
      "filing_date": "2024-08-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 710734000.0,
      "total_employees": 10,
      "filing_date": "2025-06-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 917311000.0,
      "total_employees": 14,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $710,734,000 to $917,311,000 (+29%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $150 to $2,200 a month (access to analysis, recommendations, and advice relating to the clients’…)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "RC does not impose a minimum portfolio size or a minimum initial investment to open an account but does reserve the right to accept or decline a potential client for any reason in its sole discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $150 to $2,200 a month (access to analysis, recommendations, and advice relating to the clients’…)"
        ],
        "quotes": [
          "Fees are billed to clients generally on a monthly basis unless other arrangements are made and may range between $150 and $2,200 per month. Such fees represent access to analysis, recommendations, and advice relating to the clients’ specific objectives, and may include periodic meetings with the client, ongoing monitoring and analysis, strategic planning, and consulting."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": null,
          "min": 150.0,
          "max": 2200.0,
          "period": "monthly",
          "service": "access to analysis, recommendations, and advice relating to the clients’ specific objectives, and may include periodic m"
        }
      ]
    },
    "quotes": [
      "RC does not impose a minimum portfolio size or a minimum initial investment to open an account but does reserve the right to accept or decline a potential client for any reason in its sole discretion.",
      "Fees are billed to clients generally on a monthly basis unless other arrangements are made and may range between $150 and $2,200 per month. Such fees represent access to analysis, recommendations, and advice relating to the clients’ specific objectives, and may include periodic meetings with the client, ongoing monitoring and analysis, strategic planning, and consulting."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rovin-capital-mesa-az-152662.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 363,
      "fewer_than_5": false,
      "raum": 132411000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 157,
      "fewer_than_5": false,
      "raum": 551292000.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 166,
      "fewer_than_5": false,
      "raum": 172607000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 18,
      "fewer_than_5": false,
      "raum": 2756000.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 26,
      "fewer_than_5": false,
      "raum": 58245000.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152662",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}