# Roundview Capital, LLC

> Roundview Capital, LLC is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 148083
- Filed as: ROUNDVIEW CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148083
- AdvisorCensus page: https://advisorcensus.com/firm/roundview-capital-llc-princeton-nj-148083

## Quick answers

**How is Roundview Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roundview Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Roundview Capital, LLC located?**
Roundview Capital, LLC's principal office is in Princeton, NJ, according to its Form ADV.

**Is Roundview Capital, LLC registered with the SEC or a state?**
Roundview Capital, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148083.

**How much does Roundview Capital, LLC manage?**
Roundview Capital, LLC reports $2,126,359,440 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (94% discretionary).

**How have Roundview Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Roundview Capital, LLC: Regulatory assets under management: $1,133,461,806 in the October 2021 data and $2,126,359,440 in the October 2026 data, up 88%. Total employees: 12 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Roundview Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (352); individuals (other than high net worth individuals) (192); charitable organizations (12).

**Which custodians does Roundview Capital, LLC use?**
Roundview Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Roundview Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148083

**Does Roundview Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 19, 2026 says: "Roundview generally requires an aggregate relationship minimum of $1 million to commence an engagement. However, Roundview, in its sole discretion, may charge a lesser investment management fee and/or reduce or waive its aggregate relationship minimum"

**What changed in Roundview Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,875,506,746 to $2,126,359,440 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 19, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Roundview generally requires an aggregate relationship minimum of $1 million to commence an engagement. However, Roundview, in its sole discretion, may charge a lesser investment management fee and/or reduce or waive its aggregate relationship minimum

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,126,359,440
- Discretionary: $2,000,723,405
- Non-discretionary: $125,636,035

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 192 | $52,087,829 |
| High net worth individuals | 352 | $1,880,447,222 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $7,367,559 |
| Charitable organizations | 12 | $132,609,952 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 3 | $53,846,878 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services

### Firm details
- Registered since: 2008 (18 years)
- Employees: 13 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, GA, IL, MA, MD, ME, MO, NC, NH, NJ, NY, PA, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- roundviewcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,133,461,806 | 12 | September 28, 2021 |
| October 2022 | $1,214,660,707 | 12 | April 12, 2022 |
| October 2023 | $1,175,455,086 | 12 | September 11, 2023 |
| October 2024 | $1,409,985,016 | 12 | March 22, 2024 |
| October 2025 | $1,875,506,746 | 13 | April 22, 2025 |
| October 2026 | $2,126,359,440 | 13 | May 19, 2026 |

Regulatory assets under management: $1,133,461,806 in the October 2021 data and $2,126,359,440 in the October 2026 data, up 88%.
Total employees: 12 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,875,506,746 to $2,126,359,440 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roundview Capital, LLC (CRD 148083): Form ADV filing data as of October 2026.