# Round Table Investment Strategies, LLC

> Round Table Investment Strategies, LLC is a state-registered investment advisory firm in Lincoln, NE, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 139492
- Filed as: ROUND TABLE INVESTMENT STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lincoln, NE
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/139492
- AdvisorCensus page: https://advisorcensus.com/firm/round-table-investment-strategies-llc-lincoln-ne-139492

## Quick answers

**How is Round Table Investment Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Round Table Investment Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Round Table Investment Strategies, LLC located?**
Round Table Investment Strategies, LLC's principal office is in Lincoln, NE, according to its Form ADV.

**Is Round Table Investment Strategies, LLC registered with the SEC or a state?**
Round Table Investment Strategies, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 139492.

**How much does Round Table Investment Strategies, LLC manage?**
Round Table Investment Strategies, LLC reports $106,741,304 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**What types of clients does Round Table Investment Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (68); high net worth individuals (34).

**Does Round Table Investment Strategies, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139492

**What changed in Round Table Investment Strategies, LLC's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $88,689,846 to $106,741,304 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $106,741,304
- Discretionary: $106,741,304
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 68 | $22,708,344 |
| High net worth individuals | 34 | $83,336,740 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $696,220 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, NE, WI
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139492

### Websites listed on Form ADV (Item 1.I)
- rtinvestments.com
- LinkedIn @roundtableinvestmentstrategies
- LinkedIn @nathan-dutzmann
- LinkedIn @public-profile

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $88,689,846 to $106,741,304 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Round Table Investment Strategies, LLC (CRD 139492): Form ADV filing data as of October 2026.