# Round Table Financial

> Round Table Financial is a state-registered investment advisory firm in Little Rock, AR, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 307113
- Filed as: ROUND TABLE FINANCIAL
- Legal name: Round Table Services, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/307113
- AdvisorCensus page: https://advisorcensus.com/firm/round-table-financial-little-rock-ar-307113

## Quick answers

**How is Round Table Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Round Table Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Round Table Financial located?**
Round Table Financial's principal office is in Little Rock, AR, according to its Form ADV.

**Is Round Table Financial registered with the SEC or a state?**
Round Table Financial is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 307113.

**How much does Round Table Financial manage?**
Round Table Financial reports $45,600,578 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (92% discretionary).

**What types of clients does Round Table Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (8); corporations or other businesses not listed above (1).

**Does Round Table Financial report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307113

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $45,600,578
- Discretionary: $41,727,226
- Non-discretionary: $3,873,352

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $10,173,687 |
| High net worth individuals | 8 | $35,370,584 |
| Corporations or other businesses not listed above | 1 | $56,307 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307113

### Websites listed on Form ADV (Item 1.I)
- everydaysomalyay.com
- rtfinancial.us
- Facebook @everydaysomalyay
- Facebook @rtfinancialus
- Instagram @everydaysomalyay
- Instagram @rtfinancialus
- LinkedIn @rtfinancialus
- X @rtfinancialus

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Round Table Financial (CRD 307113): Form ADV filing data as of October 2026.