{
  "crd_number": 307113,
  "slug": "round-table-financial-little-rock-ar-307113",
  "primary_business_name": "ROUND TABLE FINANCIAL",
  "legal_name": "ROUND TABLE SERVICES, LLC",
  "dbas": [],
  "city": "Little Rock",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "30780",
  "metro": {
    "cbsa_code": "30780",
    "common_name": "Little Rock",
    "msa_name": "Little Rock-North Little Rock-Conway, AR",
    "path": "/advisors/ar/little-rock"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2020-06-24",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 45600578.0,
  "raum_discretionary": 41727226.0,
  "raum_non_discretionary": 3873352.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 10173687.0,
      "count": 18
    },
    "high_net_worth_individuals": {
      "raum": 35370584.0,
      "count": 8
    },
    "corporations_other_businesses": {
      "raum": 56307.0,
      "count": 1
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AR"
  ],
  "websites": [
    "https://everydaysomalyay.com",
    "https://facebook.com/everydaysomalyay",
    "https://facebook.com/rtfinancialus",
    "https://instagram.com/everydaysomalyay",
    "https://instagram.com/rtfinancialus",
    "https://linkedin.com/rtfinancialus",
    "https://rtfinancial.us",
    "https://twitter.com/rtfinancialus"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307113",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "LITTLE ROCK",
  "url": "https://advisorcensus.com/firm/round-table-financial-little-rock-ar-307113",
  "display_name": "Round Table Financial",
  "summary": "Round Table Financial is a state-registered investment advisory firm in Little Rock, AR, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Round Table Financial (CRD 307113): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Round Table Financial compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Round Table Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is Round Table Financial located?",
      "a": "Round Table Financial's principal office is in Little Rock, AR, according to its Form ADV."
    },
    {
      "q": "Is Round Table Financial registered with the SEC or a state?",
      "a": "Round Table Financial is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 307113."
    },
    {
      "q": "How much does Round Table Financial manage?",
      "a": "Round Table Financial reports $45,600,578 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (92% discretionary)."
    },
    {
      "q": "What types of clients does Round Table Financial serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (8); corporations or other businesses not listed above (1)."
    },
    {
      "q": "Does Round Table Financial report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307113"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/round-table-financial-little-rock-ar-307113.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 18,
      "fewer_than_5": false,
      "raum": 10173687.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 8,
      "fewer_than_5": false,
      "raum": 35370584.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": false,
      "raum": 56307.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307113",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}