# Round Oak Capital LLC

> Round Oak Capital LLC is a state-registered investment advisory firm in Charlottesville, VA, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 139916
- Filed as: ROUND OAK CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Charlottesville, VA
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/139916
- AdvisorCensus page: https://advisorcensus.com/firm/round-oak-capital-llc-charlottesville-va-139916

## Quick answers

**How is Round Oak Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Round Oak Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Round Oak Capital LLC located?**
Round Oak Capital LLC's principal office is in Charlottesville, VA, according to its Form ADV.

**Is Round Oak Capital LLC registered with the SEC or a state?**
Round Oak Capital LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 139916.

**How much does Round Oak Capital LLC manage?**
Round Oak Capital LLC reports $23,897,884 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary).

**What types of clients does Round Oak Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Round Oak Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139916

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $23,897,884
- Discretionary: $23,897,884
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $354,157 |
| High net worth individuals | 5 | $23,543,727 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- roundoakcap.com
- LinkedIn @ROUND-OAK-CAPITAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Round Oak Capital LLC (CRD 139916): Form ADV filing data as of October 2026.