# Round Hill Asset Management Inc

> Round Hill Asset Management Inc is an SEC-registered investment advisory firm in Pasadena, CA, registered since 1986, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 107069
- Filed as: ROUND HILL ASSET MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107069
- AdvisorCensus page: https://advisorcensus.com/firm/round-hill-asset-management-inc-pasadena-ca-107069

## Quick answers

**How is Round Hill Asset Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Round Hill Asset Management Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Round Hill Asset Management Inc located?**
Round Hill Asset Management Inc's principal office is in Pasadena, CA, according to its Form ADV.

**Is Round Hill Asset Management Inc registered with the SEC or a state?**
Round Hill Asset Management Inc is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 107069.

**How much does Round Hill Asset Management Inc manage?**
Round Hill Asset Management Inc reports $271,348,002 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Round Hill Asset Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Round Hill Asset Management Inc: Regulatory assets under management: $334,161,145 in the October 2021 data and $271,348,002 in the October 2026 data, down 19%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Round Hill Asset Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (109); high net worth individuals (71); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Round Hill Asset Management Inc use?**
Round Hill Asset Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Round Hill Asset Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107069

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $271,348,002
- Discretionary: $271,348,002
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 109 | $45,943,486 |
| High net worth individuals | 71 | $161,267,500 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $50,743,143 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $13,393,873 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 1986 (40 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rhill.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $334,161,145 | 6 | March 30, 2021 |
| October 2022 | $340,317,264 | 7 | April 1, 2022 |
| October 2023 | $282,147,400 | 7 | March 31, 2023 |
| October 2024 | $280,068,258 | 8 | March 27, 2024 |
| October 2025 | $273,032,432 | 6 | March 28, 2025 |
| October 2026 | $271,348,002 | 6 | March 30, 2026 |

Regulatory assets under management: $334,161,145 in the October 2021 data and $271,348,002 in the October 2026 data, down 19%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Round Hill Asset Management Inc (CRD 107069): Form ADV filing data as of October 2026.