# Roud Financial Services, LLC

> Roud Financial Services, LLC is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 2, 2022.

- CRD: 156492
- Filed as: ROUD FINANCIAL SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: May 2, 2022
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/156492
- AdvisorCensus page: https://advisorcensus.com/firm/roud-financial-services-llc-156492

## Quick answers

**How is Roud Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roud Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Roud Financial Services, LLC registered with the SEC or a state?**
Roud Financial Services, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 156492.

**How much does Roud Financial Services, LLC manage?**
Roud Financial Services, LLC reports $1,871,525 in regulatory assets under management in its Form ADV filing dated May 2, 2022 (100% discretionary).

**Does Roud Financial Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156492

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,871,525
- Discretionary: $1,871,525
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,871,525 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roud Financial Services, LLC (CRD 156492): Form ADV filing data as of October 2026.