# Rothschild Wealth LLC

> Rothschild Wealth LLC is an SEC-registered investment advisory firm in Oakbrook, IL, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 16, 2026.

- CRD: 162442
- Filed as: ROTHSCHILD WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oakbrook, IL
- Filing period: October 2026
- Form ADV filing dated: June 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162442
- AdvisorCensus page: https://advisorcensus.com/firm/rothschild-wealth-llc-oakbrook-il-162442

## Quick answers

**How is Rothschild Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rothschild Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions; performance-based fees.

**Where is Rothschild Wealth LLC located?**
Rothschild Wealth LLC's principal office is in Oakbrook, IL, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Rothschild Wealth LLC registered with the SEC or a state?**
Rothschild Wealth LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162442.

**How much does Rothschild Wealth LLC manage?**
Rothschild Wealth LLC reports $1,697,509,307 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (100% discretionary).

**How have Rothschild Wealth LLC's assets and staff changed since 2021?**
In the Form ADV data for Rothschild Wealth LLC: Regulatory assets under management: $511,425,397 in the October 2021 data and $1,697,509,307 in the October 2026 data, up 232%. Total employees: 25 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rothschild Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,955); high net worth individuals (1,614); corporations or other businesses not listed above (53).

**Which custodians does Rothschild Wealth LLC use?**
Rothschild Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Rothschild Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162442

**What changed in Rothschild Wealth LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 23. Regulatory assets under management went from $751,143,585 to $1,697,509,307 (+126%). Added an office in Oak Brook, IL. No longer lists an office in Glen Ellyn, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,697,509,307
- Discretionary: $1,691,283,127
- Non-discretionary: $6,226,180

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,955 | $294,365,328 |
| High net worth individuals | 1,614 | $1,286,984,870 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,825,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $15,048,749 |
| Charitable organizations | 22 | $20,537,445 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 53 | $78,747,915 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 27 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IL, IN, MI, MN, NC, NE, NJ, NY, PA, TN, TX, VA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Oak Brook, IL

### Websites listed on Form ADV (Item 1.I)
- rothschildwealth.com
- Facebook @rothschildwp
- LinkedIn @companyRothschild-wealth-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $511,425,397 | 25 | March 30, 2021 |
| October 2022 | $621,608,969 | 22 | June 1, 2022 |
| October 2023 | $605,945,686 | 35 | August 18, 2023 |
| October 2024 | $615,566,661 | 17 | August 14, 2024 |
| October 2025 | $751,143,585 | 22 | April 29, 2025 |
| October 2026 | $1,697,509,307 | 27 | June 16, 2026 |

Regulatory assets under management: $511,425,397 in the October 2021 data and $1,697,509,307 in the October 2026 data, up 232%.
Total employees: 25 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 23.
- Regulatory assets under management went from $751,143,585 to $1,697,509,307 (+126%).
- Added an office in Oak Brook, IL.
- No longer lists an office in Glen Ellyn, IL.

### November 2025
- Added an office in Glen Ellyn, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rothschild Wealth LLC (CRD 162442): Form ADV filing data as of October 2026.