# Rothschild Capital Partners

> Rothschild Capital Partners is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 17, 2026.

- CRD: 161688
- Filed as: ROTHSCHILD CAPITAL PARTNERS
- Legal name: Rothschild Capital Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161688
- AdvisorCensus page: https://advisorcensus.com/firm/rothschild-capital-partners-new-york-ny-161688

## Quick answers

**How is Rothschild Capital Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Rothschild Capital Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rothschild Capital Partners located?**
Rothschild Capital Partners' principal office is in New York, NY, according to its Form ADV.

**Is Rothschild Capital Partners registered with the SEC or a state?**
Rothschild Capital Partners is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161688.

**How much does Rothschild Capital Partners manage?**
Rothschild Capital Partners reports $469,731,208 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (100% discretionary).

**How have Rothschild Capital Partners' assets and staff changed since 2021?**
In the Form ADV data for Rothschild Capital Partners: Regulatory assets under management: $339,590,837 in the October 2021 data and $469,731,208 in the October 2026 data, up 38%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rothschild Capital Partners serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (57); individuals (other than high net worth individuals) (7); pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does Rothschild Capital Partners use?**
Rothschild Capital Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wilmington Trust Company a Subsidiary of M&T Bank as custodians holding 10% or more of its separately managed account assets.

**Does Rothschild Capital Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161688

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wilmington Trust Company a Subsidiary of M&T Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $469,731,208
- Discretionary: $469,731,208
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $3,015,821 |
| High net worth individuals | 57 | $209,989,439 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $255,685,241 |
| Charitable organizations | 3 | $1,040,707 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Educational seminars/workshops

### Firm details
- Registered since: 2012 (14 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DC, FL, IL, MD, NJ, NY, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [rothcap.com](https://rothcap.com)
- LinkedIn @rothschild-capital-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $339,590,837 | 6 | March 29, 2021 |
| October 2022 | $379,705,509 | 6 | September 9, 2022 |
| October 2023 | $317,580,183 | 6 | September 13, 2023 |
| October 2024 | $351,295,209 | 7 | September 9, 2024 |
| October 2025 | $467,800,183 | 8 | June 6, 2025 |
| October 2026 | $469,731,208 | 9 | April 17, 2026 |

Regulatory assets under management: $339,590,837 in the October 2021 data and $469,731,208 in the October 2026 data, up 38%.
Total employees: 6 in October 2021 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rothschild Capital Partners (CRD 161688): Form ADV filing data as of October 2026.