{
  "crd_number": 158022,
  "slug": "rothschild-and-co-wealth-management-uk-limited-london-158022",
  "primary_business_name": "ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED",
  "legal_name": "ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED",
  "dbas": [],
  "city": "London",
  "state": null,
  "country": "United Kingdom",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-10-04",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-07-30",
  "carried_forward": false,
  "raum_total": 28474632132.0,
  "raum_discretionary": 28030028420.0,
  "raum_non_discretionary": 444603712.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 304,
  "advisory_employees": 46,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 633160223.0,
      "count": 96
    },
    "individuals": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 51773424.0,
      "count": 60
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 10932582951.0,
      "count": 4220
    },
    "pooled_investment_vehicles": {
      "raum": 16805580585.0,
      "count": 27
    },
    "corporations_other_businesses": {
      "raum": 51534949.0,
      "count": 27
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "commissions",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://instagram.com/rothschildandco",
    "https://linkedin.com/company/rothschildandco",
    "https://rothschildandco.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158022",
  "city_as_filed": "LONDON",
  "url": "https://advisorcensus.com/firm/rothschild-and-co-wealth-management-uk-limited-london-158022",
  "display_name": "Rothschild and Co Wealth Management UK Limited",
  "summary": "Rothschild and Co Wealth Management UK Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.",
  "citation": "AdvisorCensus. Rothschild and Co Wealth Management UK Limited (CRD 158022): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Rothschild and Co Wealth Management UK Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rothschild and Co Wealth Management UK Limited reports these compensation arrangements: a percentage of assets under its management; commissions."
    },
    {
      "q": "How much does Rothschild and Co Wealth Management UK Limited charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Rothschild and Co Wealth Management UK Limited located?",
      "a": "Rothschild and Co Wealth Management UK Limited's principal office is in London, United Kingdom, according to its Form ADV."
    },
    {
      "q": "Is Rothschild and Co Wealth Management UK Limited registered with the SEC or a state?",
      "a": "Rothschild and Co Wealth Management UK Limited is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158022."
    },
    {
      "q": "How much does Rothschild and Co Wealth Management UK Limited manage?",
      "a": "Rothschild and Co Wealth Management UK Limited reports $28,474,632,132 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (98% discretionary)."
    },
    {
      "q": "How have Rothschild and Co Wealth Management UK Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rothschild and Co Wealth Management UK Limited: Regulatory assets under management: $16,721,747,005 in the October 2021 data and $28,474,632,132 in the October 2026 data, up 70%. Total employees: 150 in October 2021 and 304 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rothschild and Co Wealth Management UK Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (4,220); charitable organizations (96); pension and profit sharing plans (but not the plan participants or government pension plans) (60)."
    },
    {
      "q": "Which custodians does Rothschild and Co Wealth Management UK Limited use?",
      "a": "Rothschild and Co Wealth Management UK Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Rothschild & Co Bank International Limited (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rothschild and Co Wealth Management UK Limited report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158022"
    },
    {
      "q": "Does Rothschild and Co Wealth Management UK Limited state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"The minimum client relationship size is $10,000,000, although we may accept smaller investments at our discretion.\""
    },
    {
      "q": "What changed in Rothschild and Co Wealth Management UK Limited's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 44 to 46. Regulatory assets under management went from $24,447,122,599 to $28,474,632,132 (+16%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 16721747005.0,
      "total_employees": 150,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 20124706204.0,
      "total_employees": 150,
      "filing_date": "2022-06-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 18476112358.0,
      "total_employees": 209,
      "filing_date": "2023-06-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 22659691826.0,
      "total_employees": 274,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 24447122599.0,
      "total_employees": 264,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 28474632132.0,
      "total_employees": 304,
      "filing_date": "2026-07-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 44 to 46.",
        "Regulatory assets under management went from $24,447,122,599 to $28,474,632,132 (+16%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% of assets a year"
        ],
        "quotes": [
          "Our fees are charged as a percentage of assets under management. The standard management fee is 1% per annum (plus VAT, if applicable)."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum client relationship size is $10,000,000, although we may accept smaller investments at our discretion."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 10000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our fees are charged as a percentage of assets under management. The standard management fee is 1% per annum (plus VAT, if applicable).",
      "The minimum client relationship size is $10,000,000, although we may accept smaller investments at our discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Rothschild & Co Bank International Limited",
      "name_as_filed": "ROTHSCHILD & CO BANK INTERNATIONAL LIMITED",
      "affiliated": true
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rothschild-and-co-wealth-management-uk-limited-london-158022.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 4220,
      "fewer_than_5": false,
      "raum": 10932582951.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 27,
      "fewer_than_5": false,
      "raum": 16805580585.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 60,
      "fewer_than_5": false,
      "raum": 51773424.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 96,
      "fewer_than_5": false,
      "raum": 633160223.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 27,
      "fewer_than_5": false,
      "raum": 51534949.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158022",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}