# Roth Financial Partners LLC

> Roth Financial Partners LLC is an SEC-registered investment advisory firm in Kingwood, TX, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 309814
- Filed as: ROTH FINANCIAL PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kingwood, TX
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309814
- AdvisorCensus page: https://advisorcensus.com/firm/roth-financial-partners-llc-kingwood-tx-309814

## Quick answers

**How is Roth Financial Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roth Financial Partners LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Roth Financial Partners LLC located?**
Roth Financial Partners LLC's principal office is in Kingwood, TX, according to its Form ADV.

**Is Roth Financial Partners LLC registered with the SEC or a state?**
Roth Financial Partners LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309814.

**How much does Roth Financial Partners LLC manage?**
Roth Financial Partners LLC reports $460,120,257 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary).

**How have Roth Financial Partners LLC's assets and staff changed since 2021?**
In the Form ADV data for Roth Financial Partners LLC: Regulatory assets under management: $316,172,571 in the October 2021 data and $460,120,257 in the October 2026 data, up 46%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Roth Financial Partners LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (156); individuals (other than high net worth individuals) (111).

**Which custodians does Roth Financial Partners LLC use?**
Roth Financial Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Roth Financial Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309814

**What changed in Roth Financial Partners LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $400,671,602 to $460,120,257 (+15%). Registered or notice-filed in OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $460,120,257
- Discretionary: $460,120,257
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $44,382,317 |
| High net worth individuals | 156 | $415,108,952 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $628,988 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IL, LA, NC, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rothfinancialpartners.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $316,172,571 | 5 | March 17, 2021 |
| October 2022 | $359,494,846 | 4 | February 24, 2022 |
| October 2023 | $322,898,165 | 4 | October 3, 2023 |
| October 2024 | $362,974,627 | 4 | March 1, 2024 |
| October 2025 | $400,671,602 | 4 | June 9, 2025 |
| October 2026 | $460,120,257 | 4 | February 19, 2026 |

Regulatory assets under management: $316,172,571 in the October 2021 data and $460,120,257 in the October 2026 data, up 46%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $400,671,602 to $460,120,257 (+15%).
- Registered or notice-filed in OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roth Financial Partners LLC (CRD 309814): Form ADV filing data as of October 2026.