# Rossmore Private Capital, LLC

> Rossmore Private Capital, LLC is an SEC-registered investment advisory firm in Glastonbury, CT, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 288453
- Filed as: ROSSMORE PRIVATE CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glastonbury, CT
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288453
- AdvisorCensus page: https://advisorcensus.com/firm/rossmore-private-capital-llc-glastonbury-ct-288453

## Quick answers

**How is Rossmore Private Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rossmore Private Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**How much does Rossmore Private Capital, LLC charge?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 0.05% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rossmore Private Capital, LLC located?**
Rossmore Private Capital, LLC's principal office is in Glastonbury, CT, according to its Form ADV.

**Is Rossmore Private Capital, LLC registered with the SEC or a state?**
Rossmore Private Capital, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288453.

**How much does Rossmore Private Capital, LLC manage?**
Rossmore Private Capital, LLC reports $1,923,376,840 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (91% discretionary).

**How have Rossmore Private Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rossmore Private Capital, LLC: Regulatory assets under management: $855,240,118 in the October 2021 data and $1,923,376,840 in the October 2026 data, up 125%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rossmore Private Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (190); individuals (other than high net worth individuals) (63); corporations or other businesses not listed above (11).

**Which custodians does Rossmore Private Capital, LLC use?**
Rossmore Private Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Rossmore Private Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288453

**Does Rossmore Private Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "The minimum required to open an account is $ 2,000,000, which Rossmore may waive in its discretion."

**What changed in Rossmore Private Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 7. Regulatory assets under management went from $1,315,900,298 to $1,923,376,840 (+46%). Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Asset-based fee: 0.05% to 2% a year (a range, as the brochure states it)

> Rossmore charges annual management fees that range from 0.05 % to 2.00 % of assets under management. Fees are negotiable.

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> The minimum required to open an account is $ 2,000,000, which Rossmore may waive in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,923,376,840
- Discretionary: $1,753,885,075
- Non-discretionary: $169,491,765

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 63 | $24,410,152 |
| High net worth individuals | 190 | $1,754,553,257 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,282,607 |
| Charitable organizations | 10 | $12,525,868 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $129,604,956 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MA, ME, MN, MT, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rossmore.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $855,240,118 | 7 | March 24, 2021 |
| October 2022 | $993,584,409 | 8 | June 6, 2022 |
| October 2023 | $1,028,976,521 | 9 | April 6, 2023 |
| October 2024 | $1,143,870,296 | 9 | March 15, 2024 |
| October 2025 | $1,315,900,298 | 9 | March 13, 2025 |
| October 2026 | $1,923,376,840 | 10 | March 19, 2026 |

Regulatory assets under management: $855,240,118 in the October 2021 data and $1,923,376,840 in the October 2026 data, up 125%.
Total employees: 7 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 7.
- Regulatory assets under management went from $1,315,900,298 to $1,923,376,840 (+46%).
- Registered or notice-filed in NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rossmore Private Capital, LLC (CRD 288453): Form ADV filing data as of October 2026.