# Rossi Financial Associates, Inc.

> Rossi Financial Associates, Inc. is a state-registered investment advisory firm in Monroeville, PA, registered since 1996, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 118418
- Filed as: ROSSI FINANCIAL ASSOCIATES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Monroeville, PA
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118418
- AdvisorCensus page: https://advisorcensus.com/firm/rossi-financial-associates-inc-monroeville-pa-118418

## Quick answers

**How is Rossi Financial Associates, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rossi Financial Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rossi Financial Associates, Inc. located?**
Rossi Financial Associates, Inc.'s principal office is in Monroeville, PA, according to its Form ADV.

**Is Rossi Financial Associates, Inc. registered with the SEC or a state?**
Rossi Financial Associates, Inc. is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 118418.

**How much does Rossi Financial Associates, Inc. manage?**
Rossi Financial Associates, Inc. reports $59,081,766 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (42% discretionary).

**What types of clients does Rossi Financial Associates, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (6).

**Does Rossi Financial Associates, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118418

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $59,081,766
- Discretionary: $25,065,705
- Non-discretionary: $34,016,061

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $854,281 |
| High net worth individuals | 23 | $51,534,798 |
| Charitable organizations | Fewer than 5 | $5,685,578 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,007,109 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1996 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rossi Financial Associates, Inc. (CRD 118418): Form ADV filing data as of October 2026.