{
  "crd_number": 155284,
  "slug": "rossi-dubuque-breckenridge-llc-plymouth-mn-155284",
  "primary_business_name": "ROSSI DUBUQUE BRECKENRIDGE, LLC",
  "legal_name": "ROSSI DUBUQUE BRECKENRIDGE, LLC",
  "dbas": [],
  "city": "Plymouth",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2010-11-15",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-04-10",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 0.0,
      "count": 38
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 116
    }
  },
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MN"
  ],
  "websites": [
    "https://rdbfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155284",
  "city_as_filed": "PLYMOUTH",
  "url": "https://advisorcensus.com/firm/rossi-dubuque-breckenridge-llc-plymouth-mn-155284",
  "display_name": "Rossi Dubuque Breckenridge, LLC",
  "summary": "Rossi Dubuque Breckenridge, LLC is a state-registered investment advisory firm in Plymouth, MN, registered since 2010, with no regulatory assets under management reported in its Form ADV filing dated April 10, 2026.",
  "citation": "AdvisorCensus. Rossi Dubuque Breckenridge, LLC (CRD 155284): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Rossi Dubuque Breckenridge, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rossi Dubuque Breckenridge, LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Rossi Dubuque Breckenridge, LLC located?",
      "a": "Rossi Dubuque Breckenridge, LLC's principal office is in Plymouth, MN, according to its Form ADV."
    },
    {
      "q": "Is Rossi Dubuque Breckenridge, LLC registered with the SEC or a state?",
      "a": "Rossi Dubuque Breckenridge, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 155284."
    },
    {
      "q": "What types of clients does Rossi Dubuque Breckenridge, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (116); individuals (other than high net worth individuals) (38); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Does Rossi Dubuque Breckenridge, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/155284"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/rossi-dubuque-breckenridge-llc-plymouth-mn-155284.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 38,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 116,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155284",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}