# Roserock Wealth Management, LLC

> Roserock Wealth Management, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 288088
- Filed as: ROSEROCK WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288088
- AdvisorCensus page: https://advisorcensus.com/firm/roserock-wealth-management-llc-dallas-tx-288088

## Quick answers

**How is Roserock Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roserock Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Roserock Wealth Management, LLC located?**
Roserock Wealth Management, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Roserock Wealth Management, LLC registered with the SEC or a state?**
Roserock Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 288088.

**How much does Roserock Wealth Management, LLC manage?**
Roserock Wealth Management, LLC reports $275,000,000 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (96% discretionary).

**How have Roserock Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Roserock Wealth Management, LLC: Regulatory assets under management: $107,000,000 in the October 2021 data and $275,000,000 in the October 2026 data, up 157%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Roserock Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (52); individuals (other than high net worth individuals) (22).

**Which custodians does Roserock Wealth Management, LLC use?**
Roserock Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Roserock Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288088

**What changed in Roserock Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $215,200,000 to $275,000,000 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $275,000,000
- Discretionary: $264,500,000
- Non-discretionary: $10,500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $10,000,000 |
| High net worth individuals | 52 | $250,800,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $10,500,000 |
| Charitable organizations | Fewer than 5 | $3,700,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- roserockfoundations.com
- roserockwealth.com
- LinkedIn @roserockwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $107,000,000 | 2 | March 3, 2021 |
| October 2022 | $138,200,000 | 2 | April 28, 2022 |
| October 2023 | $132,700,000 | 2 | April 27, 2023 |
| October 2024 | $170,500,000 | 2 | April 29, 2024 |
| October 2025 | $215,200,000 | 2 | February 14, 2025 |
| October 2026 | $275,000,000 | 2 | April 30, 2026 |

Regulatory assets under management: $107,000,000 in the October 2021 data and $275,000,000 in the October 2026 data, up 157%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $215,200,000 to $275,000,000 (+28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roserock Wealth Management, LLC (CRD 288088): Form ADV filing data as of October 2026.