# Rosenthal Capital Management, LLC

> Rosenthal Capital Management, LLC is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2021.

- CRD: 140483
- Filed as: ROSENTHAL CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: March 31, 2021
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/140483
- AdvisorCensus page: https://advisorcensus.com/firm/rosenthal-capital-management-llc-140483

## Quick answers

**How is Rosenthal Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rosenthal Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Rosenthal Capital Management, LLC registered with the SEC or a state?**
Rosenthal Capital Management, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 140483.

**How much does Rosenthal Capital Management, LLC manage?**
Rosenthal Capital Management, LLC reports $17,400,000 in regulatory assets under management in its Form ADV filing dated March 31, 2021 (100% discretionary).

**What types of clients does Rosenthal Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18).

**Does Rosenthal Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140483

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $17,400,000
- Discretionary: $17,400,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 18 | $17,400,000 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rosenthalcapital.com
- X @bretrosenthal
- YouTube @TheARMReport

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rosenthal Capital Management, LLC (CRD 140483): Form ADV filing data as of October 2026.