# Rosen Investment Management LLC

> Rosen Investment Management LLC is a state-registered investment advisory firm in Needham, MA, registered since 2014, with no regulatory assets under management reported in its Form ADV filing dated January 21, 2026.

- CRD: 170033
- Filed as: ROSEN INVESTMENT MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Needham, MA
- Filing period: October 2026
- Form ADV filing dated: January 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170033
- AdvisorCensus page: https://advisorcensus.com/firm/rosen-investment-management-llc-needham-ma-170033

## Quick answers

**How is Rosen Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rosen Investment Management LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rosen Investment Management LLC located?**
Rosen Investment Management LLC's principal office is in Needham, MA, according to its Form ADV.

**Is Rosen Investment Management LLC registered with the SEC or a state?**
Rosen Investment Management LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 170033.

**Does Rosen Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170033

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rosenlawandfinance.com
- Facebook @rosenlawandfinance

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rosen Investment Management LLC (CRD 170033): Form ADV filing data as of October 2026.