# Rosemary Frank Financial, LLC

> Rosemary Frank Financial, LLC is a state-registered investment advisory firm in Brentwood, TN, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 279027
- Filed as: ROSEMARY FRANK FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brentwood, TN
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/279027
- AdvisorCensus page: https://advisorcensus.com/firm/rosemary-frank-financial-llc-brentwood-tn-279027

## Quick answers

**How is Rosemary Frank Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rosemary Frank Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Rosemary Frank Financial, LLC located?**
Rosemary Frank Financial, LLC's principal office is in Brentwood, TN, according to its Form ADV.

**Is Rosemary Frank Financial, LLC registered with the SEC or a state?**
Rosemary Frank Financial, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 279027.

**How much does Rosemary Frank Financial, LLC manage?**
Rosemary Frank Financial, LLC reports $36,508,257 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**What types of clients does Rosemary Frank Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12); high net worth individuals (9).

**Does Rosemary Frank Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/279027

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $36,508,257
- Discretionary: $36,508,257
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $7,435,527 |
| High net worth individuals | 9 | $28,912,756 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $159,974 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rosemaryfrank.com
- LinkedIn @ROSEMARYFRANK

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rosemary Frank Financial, LLC (CRD 279027): Form ADV filing data as of October 2026.