# Roseman Wagner Wealth Management

> Roseman Wagner Wealth Management is an SEC-registered investment advisory firm in Rocklin, CA, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 148221
- Filed as: ROSEMAN WAGNER WEALTH MANAGEMENT
- Legal name: RWWM, Inc.
- Also doing business as: ROSEMAN WAGNER WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rocklin, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148221
- AdvisorCensus page: https://advisorcensus.com/firm/roseman-wagner-wealth-management-rocklin-ca-148221

## Quick answers

**How is Roseman Wagner Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Roseman Wagner Wealth Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Roseman Wagner Wealth Management located?**
Roseman Wagner Wealth Management's principal office is in Rocklin, CA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Roseman Wagner Wealth Management registered with the SEC or a state?**
Roseman Wagner Wealth Management is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148221.

**How much does Roseman Wagner Wealth Management manage?**
Roseman Wagner Wealth Management reports $1,537,322,279 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Roseman Wagner Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Roseman Wagner Wealth Management: Regulatory assets under management: $808,460,355 in the October 2021 data and $1,537,322,279 in the October 2026 data, up 90%. Total employees: 4 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Roseman Wagner Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (307); high net worth individuals (273); pension and profit sharing plans (but not the plan participants or government pension plans) (36).

**Which custodians does Roseman Wagner Wealth Management use?**
Roseman Wagner Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Roseman Wagner Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148221

**What changed in Roseman Wagner Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $1,302,853,734 to $1,537,322,279 (+18%). Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,537,322,279
- Discretionary: $1,537,322,279
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 307 | $76,637,883 |
| High net worth individuals | 273 | $1,186,492,151 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $181,524,089 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 36 | $59,975,475 |
| Charitable organizations | 5 | $10,573,963 |
| Corporations or other businesses not listed above | Fewer than 5 | $22,056,747 |
| Other | Fewer than 5 | $61,971 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2008 (18 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, GA, ID, MT, NE, NH, NV, OR, TX, UT, WA, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Newport Beach, CA
- Pinedale, WY

### Websites listed on Form ADV (Item 1.I)
- rosemanwagner.com
- LinkedIn @blakecallison
- LinkedIn @michaeldidio
- LinkedIn @rexroseman

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $808,460,355 | 4 | April 15, 2021 |
| October 2022 | $943,326,651 | 6 | April 26, 2022 |
| October 2023 | $986,399,155 | 8 | May 2, 2023 |
| October 2024 | $1,111,205,813 | 8 | August 30, 2024 |
| October 2025 | $1,302,853,734 | 8 | March 27, 2025 |
| October 2026 | $1,537,322,279 | 8 | March 31, 2026 |

Regulatory assets under management: $808,460,355 in the October 2021 data and $1,537,322,279 in the October 2026 data, up 90%.
Total employees: 4 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $1,302,853,734 to $1,537,322,279 (+18%).
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roseman Wagner Wealth Management (CRD 148221): Form ADV filing data as of October 2026.