{
  "crd_number": 148221,
  "slug": "roseman-wagner-wealth-management-rocklin-ca-148221",
  "primary_business_name": "ROSEMAN WAGNER WEALTH MANAGEMENT",
  "legal_name": "RWWM, INC.",
  "dbas": [
    "ROSEMAN WAGNER WEALTH MANAGEMENT"
  ],
  "city": "Rocklin",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40900",
  "metro": {
    "cbsa_code": "40900",
    "common_name": "Sacramento",
    "msa_name": "Sacramento-Roseville-Folsom, CA",
    "path": "/advisors/ca/sacramento"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-09-16",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 1537322279.0,
  "raum_discretionary": 1537322279.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 61971.0,
      "count": null,
      "description": "INVESTMENT CLUB",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 10573963.0,
      "count": 5
    },
    "individuals": {
      "raum": 76637883.0,
      "count": 307
    },
    "pension_profit_sharing": {
      "raum": 59975475.0,
      "count": 36
    },
    "high_net_worth_individuals": {
      "raum": 1186492151.0,
      "count": 273
    },
    "pooled_investment_vehicles": {
      "raum": 181524089.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 22056747.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "ID",
    "MT",
    "NE",
    "NH",
    "NV",
    "OR",
    "TX",
    "UT",
    "WA",
    "WY"
  ],
  "websites": [
    "https://linkedin.com/in/blakecallison",
    "https://linkedin.com/in/michaeldidio",
    "https://linkedin.com/in/rexroseman",
    "https://rosemanwagner.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148221",
  "city_as_filed": "ROCKLIN",
  "url": "https://advisorcensus.com/firm/roseman-wagner-wealth-management-rocklin-ca-148221",
  "display_name": "Roseman Wagner Wealth Management",
  "summary": "Roseman Wagner Wealth Management is an SEC-registered investment advisory firm in Rocklin, CA, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Roseman Wagner Wealth Management (CRD 148221): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Roseman Wagner Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Roseman Wagner Wealth Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Roseman Wagner Wealth Management located?",
      "a": "Roseman Wagner Wealth Management's principal office is in Rocklin, CA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Roseman Wagner Wealth Management registered with the SEC or a state?",
      "a": "Roseman Wagner Wealth Management is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148221."
    },
    {
      "q": "How much does Roseman Wagner Wealth Management manage?",
      "a": "Roseman Wagner Wealth Management reports $1,537,322,279 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Roseman Wagner Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Roseman Wagner Wealth Management: Regulatory assets under management: $808,460,355 in the October 2021 data and $1,537,322,279 in the October 2026 data, up 90%. Total employees: 4 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Roseman Wagner Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (307); high net worth individuals (273); pension and profit sharing plans (but not the plan participants or government pension plans) (36)."
    },
    {
      "q": "Which custodians does Roseman Wagner Wealth Management use?",
      "a": "Roseman Wagner Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Roseman Wagner Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148221"
    },
    {
      "q": "What changed in Roseman Wagner Wealth Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $1,302,853,734 to $1,537,322,279 (+18%). Registered or notice-filed in CO."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 808460355.0,
      "total_employees": 4,
      "filing_date": "2021-04-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 943326651.0,
      "total_employees": 6,
      "filing_date": "2022-04-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 986399155.0,
      "total_employees": 8,
      "filing_date": "2023-05-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1111205813.0,
      "total_employees": 8,
      "filing_date": "2024-08-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1302853734.0,
      "total_employees": 8,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1537322279.0,
      "total_employees": 8,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 6.",
        "Regulatory assets under management went from $1,302,853,734 to $1,537,322,279 (+18%).",
        "Registered or notice-filed in CO."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/roseman-wagner-wealth-management-rocklin-ca-148221.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 307,
      "fewer_than_5": false,
      "raum": 76637883.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 273,
      "fewer_than_5": false,
      "raum": 1186492151.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 181524089.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 36,
      "fewer_than_5": false,
      "raum": 59975475.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 10573963.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 22056747.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 61971.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148221",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}