{ "crd_number": 300188, "slug": "rosecliff-venture-management-llc-new-york-ny-300188", "primary_business_name": "ROSECLIFF VENTURE MANAGEMENT, LLC", "legal_name": "ROSECLIFF VENTURE MANAGEMENT, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-06-29", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-06-22", "carried_forward": false, "raum_total": 649807323.0, "raum_discretionary": 649807323.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 10, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 649807323.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [ "https://linkedin.com/company/rosecliff-ventures/about", "https://rosecliff.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300188", "disclosure_items": [ { "item": "11.E(1)", "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/rosecliff-venture-management-llc-new-york-ny-300188", "display_name": "Rosecliff Venture Management, LLC", "summary": "Rosecliff Venture Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 22, 2026.", "citation": "AdvisorCensus. Rosecliff Venture Management, LLC (CRD 300188): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Rosecliff Venture Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Rosecliff Venture Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Rosecliff Venture Management, LLC located?", "a": "Rosecliff Venture Management, LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Rosecliff Venture Management, LLC registered with the SEC or a state?", "a": "Rosecliff Venture Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 300188." }, { "q": "How much does Rosecliff Venture Management, LLC manage?", "a": "Rosecliff Venture Management, LLC reports $649,807,323 in regulatory assets under management in its Form ADV filing dated June 22, 2026 (100% discretionary)." }, { "q": "How have Rosecliff Venture Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Rosecliff Venture Management, LLC: Regulatory assets under management: $778,387,595 in the October 2021 data and $649,807,323 in the October 2026 data, down 17%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Rosecliff Venture Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Rosecliff Venture Management, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300188" }, { "q": "Does Rosecliff Venture Management, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"The Adviser does not currently have a minimum size for the Funds.\"" }, { "q": "What changed in Rosecliff Venture Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 7." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 778387595.0, "total_employees": 10, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1041876256.0, "total_employees": 12, "filing_date": "2022-03-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1362261799.0, "total_employees": 14, "filing_date": "2023-04-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1280192111.0, "total_employees": 15, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 680390180.0, "total_employees": 12, "filing_date": "2025-06-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 649807323.0, "total_employees": 10, "filing_date": "2026-06-22" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 7." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "The Adviser does not currently have a minimum size for the Funds." ] } ], "quotes": [ "The Adviser does not currently have a minimum size for the Funds." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/rosecliff-venture-management-llc-new-york-ny-300188.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 649807323.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300188", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }