{
  "crd_number": 305951,
  "slug": "rosecliff-capital-advisory-llc-new-york-ny-305951",
  "primary_business_name": "ROSECLIFF CAPITAL ADVISORY LLC",
  "legal_name": "ROSECLIFF CAPITAL ADVISORY LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-01-11",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 27286315.0,
  "raum_discretionary": 27286315.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 650020.0,
      "count": 27
    },
    "high_net_worth_individuals": {
      "raum": 26636295.0,
      "count": 158
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "MI",
    "NY",
    "TX"
  ],
  "websites": [
    "https://rosecliffcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305951",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/rosecliff-capital-advisory-llc-new-york-ny-305951",
  "display_name": "Rosecliff Capital Advisory LLC",
  "summary": "Rosecliff Capital Advisory LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Rosecliff Capital Advisory LLC (CRD 305951): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Rosecliff Capital Advisory LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rosecliff Capital Advisory LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Rosecliff Capital Advisory LLC located?",
      "a": "Rosecliff Capital Advisory LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Rosecliff Capital Advisory LLC registered with the SEC or a state?",
      "a": "Rosecliff Capital Advisory LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 305951."
    },
    {
      "q": "How much does Rosecliff Capital Advisory LLC manage?",
      "a": "Rosecliff Capital Advisory LLC reports $27,286,315 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Rosecliff Capital Advisory LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rosecliff Capital Advisory LLC: Regulatory assets under management: $31,786,477 in the October 2021 data and $27,286,315 in the October 2026 data, down 14%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rosecliff Capital Advisory LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (158); individuals (other than high net worth individuals) (27)."
    },
    {
      "q": "Which custodians does Rosecliff Capital Advisory LLC use?",
      "a": "Rosecliff Capital Advisory LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rosecliff Capital Advisory LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305951"
    },
    {
      "q": "What changed in Rosecliff Capital Advisory LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 2."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 31786477.0,
      "total_employees": 4,
      "filing_date": "2021-04-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 37192524.0,
      "total_employees": 4,
      "filing_date": "2022-04-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 25753129.0,
      "total_employees": 4,
      "filing_date": "2023-04-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 26387608.0,
      "total_employees": 4,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 25838194.0,
      "total_employees": 5,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 27286315.0,
      "total_employees": 4,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 2."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rosecliff-capital-advisory-llc-new-york-ny-305951.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 27,
      "fewer_than_5": false,
      "raum": 650020.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 158,
      "fewer_than_5": false,
      "raum": 26636295.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305951",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}