# Rose Park Advisors, LLC

> Rose Park Advisors, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 27, 2026.

- CRD: 162017
- Filed as: ROSE PARK ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: August 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162017
- AdvisorCensus page: https://advisorcensus.com/firm/rose-park-advisors-llc-boston-ma-162017

## Quick answers

**How is Rose Park Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rose Park Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Rose Park Advisors, LLC located?**
Rose Park Advisors, LLC's principal office is in Boston, MA, according to its Form ADV.

**Is Rose Park Advisors, LLC registered with the SEC or a state?**
Rose Park Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 162017.

**How much does Rose Park Advisors, LLC manage?**
Rose Park Advisors, LLC reports $629,855,538 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).

**How have Rose Park Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rose Park Advisors, LLC: Regulatory assets under management: $2,123,255,798 in the October 2021 data and $629,855,538 in the October 2026 data, down 70%. Total employees: 7 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rose Park Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).

**Does Rose Park Advisors, LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162017

**What changed in Rose Park Advisors, LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $629,855,538
- Discretionary: $629,855,538
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $629,855,538 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 13 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162017

### Websites listed on Form ADV (Item 1.I)
- roseparkadvisors.com
- LinkedIn @ROSE-PARK-ADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,123,255,798 | 7 | May 3, 2021 |
| October 2022 | $1,938,461,271 | 13 | March 23, 2022 |
| October 2023 | $649,221,190 | 17 | March 31, 2023 |
| October 2024 | $632,186,441 | 16 | May 2, 2024 |
| October 2025 | $713,195,028 | 16 | April 22, 2025 |
| October 2026 | $629,855,538 | 13 | August 27, 2026 |

Regulatory assets under management: $2,123,255,798 in the October 2021 data and $629,855,538 in the October 2026 data, down 70%.
Total employees: 7 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $713,195,028 to $641,272,903 (-10%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rose Park Advisors, LLC (CRD 162017): Form ADV filing data as of October 2026.