# Rose Grove Capital Management, LLC

> Rose Grove Capital Management, LLC is an SEC-registered investment advisory firm in Wellesley, MA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 156572
- Filed as: ROSE GROVE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wellesley, MA
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156572
- AdvisorCensus page: https://advisorcensus.com/firm/rose-grove-capital-management-llc-wellesley-ma-156572

## Quick answers

**How is Rose Grove Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rose Grove Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Rose Grove Capital Management, LLC located?**
Rose Grove Capital Management, LLC's principal office is in Wellesley, MA, according to its Form ADV.

**Is Rose Grove Capital Management, LLC registered with the SEC or a state?**
Rose Grove Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156572.

**How much does Rose Grove Capital Management, LLC manage?**
Rose Grove Capital Management, LLC reports $1,936,281,345 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Rose Grove Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rose Grove Capital Management, LLC: Regulatory assets under management: $2,140,400,367 in the October 2021 data and $1,936,281,345 in the October 2026 data, down 10%. Total employees: 14 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rose Grove Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); charitable organizations (1).

**Which custodians does Rose Grove Capital Management, LLC use?**
Rose Grove Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc., Goldman Sachs & Co. LLC and J.P. Morgan Clearing Corp. as custodians holding 10% or more of its separately managed account assets.

**Does Rose Grove Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156572

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BofA Securities, Inc.
- Goldman Sachs & Co. LLC
- J.P. Morgan Clearing Corp.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,936,281,345
- Discretionary: $1,936,281,345
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $1,812,304,046 |
| Charitable organizations | 1 | $123,977,299 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 15 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rosegrovecapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,140,400,367 | 14 | September 30, 2021 |
| October 2022 | $2,389,522,223 | 16 | March 3, 2022 |
| October 2023 | $1,918,510,441 | 16 | March 2, 2023 |
| October 2024 | $1,733,186,207 | 15 | March 11, 2024 |
| October 2025 | $1,919,896,027 | 15 | March 24, 2025 |
| October 2026 | $1,936,281,345 | 15 | March 10, 2026 |

Regulatory assets under management: $2,140,400,367 in the October 2021 data and $1,936,281,345 in the October 2026 data, down 10%.
Total employees: 14 in October 2021 and 15 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rose Grove Capital Management, LLC (CRD 156572): Form ADV filing data as of October 2026.