{
  "crd_number": 173054,
  "slug": "rose-capital-advisors-llc-miami-beach-fl-173054",
  "primary_business_name": "ROSE CAPITAL ADVISORS, LLC",
  "legal_name": "ROSE CAPITAL ADVISORS, LLC",
  "dbas": [
    "WEALTH CAPITAL PARTNERS"
  ],
  "city": "Miami Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-10-01",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-08-12",
  "carried_forward": false,
  "raum_total": 608316066.0,
  "raum_discretionary": 485245692.0,
  "raum_non_discretionary": 123070374.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 14,
  "advisory_employees": 9,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 5934212.0,
      "count": 12
    },
    "individuals": {
      "raum": 30620475.0,
      "count": 131
    },
    "high_net_worth_individuals": {
      "raum": 571761379.0,
      "count": 232
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CT",
    "FL",
    "GA",
    "IN",
    "LA",
    "MA",
    "NJ",
    "NY",
    "OH",
    "PA",
    "TX",
    "VA",
    "VT"
  ],
  "websites": [
    "https://facebook.com/rosecapitaladvisors",
    "https://instagram.com/rosecapitaladv",
    "https://linkedin.com/COMPANY/ROSE-CAPITAL-ADVISORS",
    "https://linkedin.com/in/michaeljrose",
    "https://rosecapitaladvisors.com",
    "https://twitter.com/RoseCapitalAdv"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173054",
  "city_as_filed": "MIAMI BEACH",
  "url": "https://advisorcensus.com/firm/rose-capital-advisors-llc-miami-beach-fl-173054",
  "display_name": "Rose Capital Advisors, LLC",
  "summary": "Rose Capital Advisors, LLC is an SEC-registered investment advisory firm in Miami Beach, FL, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 12, 2026.",
  "citation": "AdvisorCensus. Rose Capital Advisors, LLC (CRD 173054): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Rose Capital Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rose Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does Rose Capital Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 31, 2026 states: Hourly rate: $500 an hour (stand-alone financial planning or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Rose Capital Advisors, LLC located?",
      "a": "Rose Capital Advisors, LLC's principal office is in Miami Beach, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Rose Capital Advisors, LLC registered with the SEC or a state?",
      "a": "Rose Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 173054."
    },
    {
      "q": "How much does Rose Capital Advisors, LLC manage?",
      "a": "Rose Capital Advisors, LLC reports $608,316,066 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (80% discretionary)."
    },
    {
      "q": "How have Rose Capital Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rose Capital Advisors, LLC: Regulatory assets under management: $274,942,669 in the October 2021 data and $608,316,066 in the October 2026 data, up 121%. Total employees: 7 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rose Capital Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (232); individuals (other than high net worth individuals) (131); charitable organizations (12)."
    },
    {
      "q": "Which custodians does Rose Capital Advisors, LLC use?",
      "a": "Rose Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rose Capital Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173054"
    },
    {
      "q": "What changed in Rose Capital Advisors, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Reported a succession: took over the business of Premia Global Advisors, LLC (CRD 282426) on June 30, 2026. Added an office in Coral Gables, FL."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 274942669.0,
      "total_employees": 7,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 360267594.0,
      "total_employees": 7,
      "filing_date": "2022-08-05"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 409592596.0,
      "total_employees": 10,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 543185870.0,
      "total_employees": 10,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 663626570.0,
      "total_employees": 10,
      "filing_date": "2025-07-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 608316066.0,
      "total_employees": 14,
      "filing_date": "2026-08-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Reported a succession: took over the business of Premia Global Advisors, LLC (CRD 282426) on June 30, 2026.",
        "Added an office in Coral Gables, FL."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 9."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 an hour (stand-alone financial planning or consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (stand-alone financial planning or consulting services)"
        ],
        "quotes": [
          "We generally charge either a negotiable hourly and/or fixed fee to provide clients with stand-alone financial planning or consulting services. These fees are negotiable and are largely determined by the scope and complexity of the agreed upon services and range up to $500 on an hourly basis"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "stand-alone financial planning or consulting services"
        }
      ]
    },
    "quotes": [
      "We generally charge either a negotiable hourly and/or fixed fee to provide clients with stand-alone financial planning or consulting services. These fees are negotiable and are largely determined by the scope and complexity of the agreed upon services and range up to $500 on an hourly basis"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rose-capital-advisors-llc-miami-beach-fl-173054.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 131,
      "fewer_than_5": false,
      "raum": 30620475.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 232,
      "fewer_than_5": false,
      "raum": 571761379.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 12,
      "fewer_than_5": false,
      "raum": 5934212.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173054",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}