# Roots Capital Management Inc

> Roots Capital Management Inc is an exempt reporting adviser, filing reports since 2022. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 318451
- Filed as: ROOTS CAPITAL MANAGEMENT INC
- Reporting status: Exempt reporting adviser (status as filed: State ERA - ACTIVE)
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/318451
- AdvisorCensus page: https://advisorcensus.com/firm/roots-capital-management-inc-318451

## Quick answers

**How does Roots Capital Management Inc report to regulators?**
Roots Capital Management Inc is an exempt reporting adviser, filing reports since 2022. Exempt reporting advisers file a shorter Form ADV. Status as filed: State ERA - ACTIVE. CRD 318451.

**Does Roots Capital Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/318451

## From the Form ADV filing

### Firm details
- Reporting since: 2022 (4 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rootscapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | Not reported | Not reported | January 19, 2022 |
| October 2023 | Not reported | Not reported | March 21, 2023 |
| October 2026 | Not reported | Not reported | March 12, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roots Capital Management Inc (CRD 318451): Form ADV filing data as of October 2026.