# Rootn Wealth Management, Inc.

> Rootn Wealth Management, Inc. is a state-registered investment advisory firm in Austin, TX, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.

- CRD: 340886
- Filed as: ROOTN WEALTH MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: May 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/340886
- AdvisorCensus page: https://advisorcensus.com/firm/rootn-wealth-management-inc-austin-tx-340886

## Quick answers

**How is Rootn Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rootn Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Rootn Wealth Management, Inc. located?**
Rootn Wealth Management, Inc.'s principal office is in Austin, TX, according to its Form ADV.

**Is Rootn Wealth Management, Inc. registered with the SEC or a state?**
Rootn Wealth Management, Inc. is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 340886.

**How much does Rootn Wealth Management, Inc. manage?**
Rootn Wealth Management, Inc. reports $0 in regulatory assets under management in its Form ADV filing dated May 13, 2026.

**Does Rootn Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/340886

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rootnwm.com
- LinkedIn @rootn-wealth-management-inc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rootn Wealth Management, Inc. (CRD 340886): Form ADV filing data as of October 2026.