# Roosevelt Management Company LLC

> Roosevelt Management Company LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 161605
- Filed as: ROOSEVELT MANAGEMENT COMPANY LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161605
- AdvisorCensus page: https://advisorcensus.com/firm/roosevelt-management-company-llc-new-york-ny-161605

## Quick answers

**How is Roosevelt Management Company LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roosevelt Management Company LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Roosevelt Management Company LLC located?**
Roosevelt Management Company LLC's principal office is in New York, NY, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Roosevelt Management Company LLC registered with the SEC or a state?**
Roosevelt Management Company LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161605.

**How much does Roosevelt Management Company LLC manage?**
Roosevelt Management Company LLC reports $52,380,000 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Roosevelt Management Company LLC's assets and staff changed since 2021?**
In the Form ADV data for Roosevelt Management Company LLC: Regulatory assets under management: $2,388,391,933 in the October 2021 data and $52,380,000 in the October 2026 data, down 98%. Total employees: 60 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Roosevelt Management Company LLC serve?**
By number of clients on Form ADV Item 5.D: sovereign wealth funds and foreign official institutions (1); corporations or other businesses not listed above (1).

**Does Roosevelt Management Company LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161605

**What changed in Roosevelt Management Company LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $52,380,000
- Discretionary: $52,380,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Sovereign wealth funds and foreign official institutions | 1 | $14,890,000 |
| Corporations or other businesses not listed above | 1 | $37,490,000 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 30 total, 30 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Chennai Tamil Nadu
- Coppell, TX
- Phoenix, AZ

### Websites listed on Form ADV (Item 1.I)
- [rooseveltmc.com](https://rooseveltmc.com)
- LinkedIn @roosevelt-management-company

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,388,391,933 | 60 | August 19, 2021 |
| October 2022 | $2,475,217,570 | 69 | June 28, 2022 |
| October 2023 | $921,029,780 | 26 | August 30, 2023 |
| October 2024 | $803,133,507 | 62 | March 29, 2024 |
| October 2025 | $451,650,572 | 48 | June 30, 2025 |
| October 2026 | $52,380,000 | 30 | June 2, 2026 |

Regulatory assets under management: $2,388,391,933 in the October 2021 data and $52,380,000 in the October 2026 data, down 98%.
Total employees: 60 in October 2021 and 30 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 48 to 30.
- Regulatory assets under management went from $451,650,572 to $52,380,000 (-88%).
- Added an office in Chennai Tamil Nadu.
- Added an office in Phoenix, AZ.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roosevelt Management Company LLC (CRD 161605): Form ADV filing data as of October 2026.