{
  "crd_number": 161605,
  "slug": "roosevelt-management-company-llc-new-york-ny-161605",
  "primary_business_name": "ROOSEVELT MANAGEMENT COMPANY LLC",
  "legal_name": "ROOSEVELT MANAGEMENT COMPANY LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-03-30",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-06-02",
  "carried_forward": false,
  "raum_total": 52380000.0,
  "raum_discretionary": 52380000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 30,
  "advisory_employees": 30,
  "client_count_bucket": null,
  "clients_by_type": {
    "corporations_other_businesses": {
      "raum": 37490000.0,
      "count": 1
    },
    "sovereign_wealth_foreign_official": {
      "raum": 14890000.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/company/roosevelt-management-company/about",
    "https://rooseveltmc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161605",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/roosevelt-management-company-llc-new-york-ny-161605",
  "display_name": "Roosevelt Management Company LLC",
  "summary": "Roosevelt Management Company LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.",
  "citation": "AdvisorCensus. Roosevelt Management Company LLC (CRD 161605): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Roosevelt Management Company LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Roosevelt Management Company LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Roosevelt Management Company LLC located?",
      "a": "Roosevelt Management Company LLC's principal office is in New York, NY, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Roosevelt Management Company LLC registered with the SEC or a state?",
      "a": "Roosevelt Management Company LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161605."
    },
    {
      "q": "How much does Roosevelt Management Company LLC manage?",
      "a": "Roosevelt Management Company LLC reports $52,380,000 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Roosevelt Management Company LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Roosevelt Management Company LLC: Regulatory assets under management: $2,388,391,933 in the October 2021 data and $52,380,000 in the October 2026 data, down 98%. Total employees: 60 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Roosevelt Management Company LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: sovereign wealth funds and foreign official institutions (1); corporations or other businesses not listed above (1)."
    },
    {
      "q": "Does Roosevelt Management Company LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161605"
    },
    {
      "q": "What changed in Roosevelt Management Company LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2388391933.0,
      "total_employees": 60,
      "filing_date": "2021-08-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2475217570.0,
      "total_employees": 69,
      "filing_date": "2022-06-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 921029780.0,
      "total_employees": 26,
      "filing_date": "2023-08-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 803133507.0,
      "total_employees": 62,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 451650572.0,
      "total_employees": 48,
      "filing_date": "2025-06-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 52380000.0,
      "total_employees": 30,
      "filing_date": "2026-06-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 48 to 30.",
        "Regulatory assets under management went from $451,650,572 to $52,380,000 (-88%).",
        "Added an office in Chennai Tamil Nadu.",
        "Added an office in Phoenix, AZ."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/roosevelt-management-company-llc-new-york-ny-161605.md",
  "clients": [
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 1,
      "fewer_than_5": false,
      "raum": 14890000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": false,
      "raum": 37490000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161605",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}