# Rookwood Wealth Management, LLC

> Rookwood Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 143983
- Filed as: ROOKWOOD WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143983
- AdvisorCensus page: https://advisorcensus.com/firm/rookwood-wealth-management-llc-143983

## Quick answers

**How is Rookwood Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rookwood Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Rookwood Wealth Management, LLC registered with the SEC or a state?**
Rookwood Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 143983.

**How much does Rookwood Wealth Management, LLC manage?**
Rookwood Wealth Management, LLC reports $205,354,528 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (100% discretionary).

**How have Rookwood Wealth Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for Rookwood Wealth Management, LLC: Regulatory assets under management: $126,278,339 in the October 2024 data and $205,354,528 in the October 2026 data, up 63%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rookwood Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (28).

**Which custodians does Rookwood Wealth Management, LLC use?**
Rookwood Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 1655 43rd Street South, Suite 100 and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Rookwood Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143983

**What changed in Rookwood Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $168,145,860 to $205,354,528 (+22%). Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Minimum annual fee: $10,000

> Rookwood’s minimum fee is typically $10,000 per year. Related accounts are combined to determine assets under management (such as combining all accounts in one family group). Rookwood may also make exceptions to its minimum based on the unique circumstances of each client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- 1655 43rd Street South, Suite 100
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $205,354,528
- Discretionary: $205,354,528
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $5,309,739 |
| High net worth individuals | 39 | $200,044,789 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, KY, OH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $126,278,339 | 2 | April 29, 2024 |
| October 2025 | $168,145,860 | 2 | March 24, 2025 |
| October 2026 | $205,354,528 | 2 | April 8, 2026 |

Regulatory assets under management: $126,278,339 in the October 2024 data and $205,354,528 in the October 2026 data, up 63%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $168,145,860 to $205,354,528 (+22%).
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rookwood Wealth Management, LLC (CRD 143983): Form ADV filing data as of October 2026.