# Rook Strategies Wealth Management, PLLC

> Rook Strategies Wealth Management, PLLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 19, 2024.

- CRD: 316901
- Filed as: ROOK STRATEGIES WEALTH MANAGEMENT, PLLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: March 19, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/316901
- AdvisorCensus page: https://advisorcensus.com/firm/rook-strategies-wealth-management-pllc-316901

## Quick answers

**How is Rook Strategies Wealth Management, PLLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rook Strategies Wealth Management, PLLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Rook Strategies Wealth Management, PLLC registered with the SEC or a state?**
Rook Strategies Wealth Management, PLLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 316901.

**How much does Rook Strategies Wealth Management, PLLC manage?**
Rook Strategies Wealth Management, PLLC reports $5,000,000 in regulatory assets under management in its Form ADV filing dated March 19, 2024 (0% discretionary).

**What types of clients does Rook Strategies Wealth Management, PLLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33).

**Does Rook Strategies Wealth Management, PLLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316901

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $5,000,000
- Discretionary: $0
- Non-discretionary: $5,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $5,000,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rookstrategies.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rook Strategies Wealth Management, PLLC (CRD 316901): Form ADV filing data as of October 2026.