# Roman Retirement Planning, LLC

> Roman Retirement Planning, LLC is a state-registered investment advisory firm in Mashpee, MA, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 306871
- Filed as: ROMAN RETIREMENT PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mashpee, MA
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/306871
- AdvisorCensus page: https://advisorcensus.com/firm/roman-retirement-planning-llc-mashpee-ma-306871

## Quick answers

**How is Roman Retirement Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roman Retirement Planning, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Roman Retirement Planning, LLC located?**
Roman Retirement Planning, LLC's principal office is in Mashpee, MA, according to its Form ADV.

**Is Roman Retirement Planning, LLC registered with the SEC or a state?**
Roman Retirement Planning, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 306871.

**How much does Roman Retirement Planning, LLC manage?**
Roman Retirement Planning, LLC reports $66,367,907 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (99% discretionary).

**What types of clients does Roman Retirement Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (131); high net worth individuals (19); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Roman Retirement Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/306871

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $66,367,907
- Discretionary: $66,029,517
- Non-discretionary: $338,390

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 131 | $34,367,513 |
| High net worth individuals | 19 | $31,662,004 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $338,390 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- romanretirementplanning.com
- LinkedIn @roman-retirement-planning-llc
- LinkedIn @susanjroman

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roman Retirement Planning, LLC (CRD 306871): Form ADV filing data as of October 2026.