# Romain Walsh Clerou Professional Investment MGMT

> Romain Walsh Clerou Professional Investment MGMT is an SEC-registered investment advisory firm in Sonoma, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 111081
- Filed as: ROMAIN WALSH CLEROU PROFESSIONAL INVESTMENT MGMT
- Legal name: Clerou Romain Pierre Walsh
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sonoma, CA
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111081
- AdvisorCensus page: https://advisorcensus.com/firm/romain-walsh-clerou-professional-investment-mgmt-sonoma-ca-111081

## Quick answers

**How is Romain Walsh Clerou Professional Investment MGMT compensated?**
On its Form ADV (Item 5.E, October 2026), Romain Walsh Clerou Professional Investment MGMT reports these compensation arrangements: a percentage of assets under its management.

**How much does Romain Walsh Clerou Professional Investment MGMT charge?**
Its Form ADV Part 2A brochure dated March 9, 2026 states: Asset-based fee: 0.7% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Romain Walsh Clerou Professional Investment MGMT located?**
Romain Walsh Clerou Professional Investment MGMT's principal office is in Sonoma, CA, according to its Form ADV.

**Is Romain Walsh Clerou Professional Investment MGMT registered with the SEC or a state?**
Romain Walsh Clerou Professional Investment MGMT is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 111081.

**How much does Romain Walsh Clerou Professional Investment MGMT manage?**
Romain Walsh Clerou Professional Investment MGMT reports $218,943,043 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).

**How have Romain Walsh Clerou Professional Investment MGMT's assets and staff changed since 2021?**
In the Form ADV data for Romain Walsh Clerou Professional Investment MGMT: Regulatory assets under management: $142,308,680 in the October 2021 data and $218,943,043 in the October 2026 data, up 54%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Romain Walsh Clerou Professional Investment MGMT serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (9).

**Which custodians does Romain Walsh Clerou Professional Investment MGMT use?**
Romain Walsh Clerou Professional Investment MGMT's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Romain Walsh Clerou Professional Investment MGMT report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111081

**Does Romain Walsh Clerou Professional Investment MGMT state an account minimum?**
Its Form ADV Part 2A brochure dated March 9, 2026 says: "RWC has a minimum account value requirement for prospective clients of $1,000,000 although RWC will consider the potential for growth when evaluating a prospective client."

**What changed in Romain Walsh Clerou Professional Investment MGMT's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $187,036,420 to $218,943,043 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Asset-based fee: 0.7% of assets a year

> RWC charges a flat fee for services that is based solely on the assets under management. The flat fee is 0.70% (seven-tenths of a percent) per annum.

- Account minimum: $1,000,000

> RWC has a minimum account value requirement for prospective clients of $1,000,000 although RWC will consider the potential for growth when evaluating a prospective client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $218,943,043
- Discretionary: $218,943,043
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $1,717,427 |
| High net worth individuals | 33 | $217,225,616 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $142,308,680 | 1 | March 10, 2021 |
| October 2022 | $175,423,399 | 1 | March 18, 2022 |
| October 2023 | $143,910,377 | 1 | March 6, 2023 |
| October 2024 | $163,240,756 | 1 | March 8, 2024 |
| October 2025 | $187,036,420 | 1 | March 21, 2025 |
| October 2026 | $218,943,043 | 1 | March 9, 2026 |

Regulatory assets under management: $142,308,680 in the October 2021 data and $218,943,043 in the October 2026 data, up 54%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $187,036,420 to $218,943,043 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Romain Walsh Clerou Professional Investment MGMT (CRD 111081): Form ADV filing data as of October 2026.