{
  "crd_number": 306453,
  "slug": "rollingwave-capital-palm-beach-gardens-fl-306453",
  "primary_business_name": "ROLLINGWAVE CAPITAL",
  "legal_name": "ROLLINGWAVE CAPITAL LLC",
  "dbas": [],
  "city": "Palm Beach Gardens",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2020-03-04",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-04-30",
  "carried_forward": false,
  "raum_total": 21000000.0,
  "raum_discretionary": 21000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 8000000.0,
      "count": 40
    },
    "high_net_worth_individuals": {
      "raum": 13000000.0,
      "count": 27
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "FL",
    "MI",
    "NC",
    "SC"
  ],
  "websites": [
    "https://instagram.com/rollingwave_capital?hl=en",
    "https://rollingwavecapital.com",
    "https://x.com/rollingwavecap"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306453",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "PALM BEACH GARDENS",
  "url": "https://advisorcensus.com/firm/rollingwave-capital-palm-beach-gardens-fl-306453",
  "display_name": "Rollingwave Capital",
  "summary": "Rollingwave Capital is a state-registered investment advisory firm in Palm Beach Gardens, FL, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.",
  "citation": "AdvisorCensus. Rollingwave Capital (CRD 306453): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Rollingwave Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rollingwave Capital reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Rollingwave Capital located?",
      "a": "Rollingwave Capital's principal office is in Palm Beach Gardens, FL, according to its Form ADV."
    },
    {
      "q": "Is Rollingwave Capital registered with the SEC or a state?",
      "a": "Rollingwave Capital is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 306453."
    },
    {
      "q": "How much does Rollingwave Capital manage?",
      "a": "Rollingwave Capital reports $21,000,000 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Rollingwave Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (27)."
    },
    {
      "q": "Does Rollingwave Capital report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/306453"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/rollingwave-capital-palm-beach-gardens-fl-306453.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 40,
      "fewer_than_5": false,
      "raum": 8000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 27,
      "fewer_than_5": false,
      "raum": 13000000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306453",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}