{ "crd_number": 306046, "slug": "rokos-capital-management-us-lp-new-york-city-ny-306046", "primary_business_name": "ROKOS CAPITAL MANAGEMENT (US) LP", "legal_name": "ROKOS CAPITAL MANAGEMENT (US) LP", "dbas": [], "city": "New York City", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-08-24", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-08-26", "carried_forward": false, "raum_total": 20195507416.0, "raum_discretionary": 20195507416.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 51, "advisory_employees": 22, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 20195507416.0, "count": 6 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/rokoscapitalmanagement", "https://rokoscapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306046", "city_as_filed": "NEW YORK CITY", "url": "https://advisorcensus.com/firm/rokos-capital-management-us-lp-new-york-city-ny-306046", "display_name": "Rokos Capital Management (US) LP", "summary": "Rokos Capital Management (US) LP is an SEC-registered investment advisory firm in New York City, NY, registered since 2020, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.", "citation": "AdvisorCensus. Rokos Capital Management (US) LP (CRD 306046): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Rokos Capital Management (US) LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Rokos Capital Management (US) LP reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Rokos Capital Management (US) LP located?", "a": "Rokos Capital Management (US) LP's principal office is in New York City, NY, according to its Form ADV." }, { "q": "Is Rokos Capital Management (US) LP registered with the SEC or a state?", "a": "Rokos Capital Management (US) LP is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306046." }, { "q": "How much does Rokos Capital Management (US) LP manage?", "a": "Rokos Capital Management (US) LP reports $20,195,507,416 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary)." }, { "q": "How have Rokos Capital Management (US) LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Rokos Capital Management (US) LP: Regulatory assets under management: $1,194,223,309 in the October 2021 data and $20,195,507,416 in the October 2026 data, up 1591%. Total employees: 9 in October 2021 and 51 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Rokos Capital Management (US) LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Rokos Capital Management (US) LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306046" }, { "q": "What changed in Rokos Capital Management (US) LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 23 to 22." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1194223309.0, "total_employees": 9, "filing_date": "2021-09-03" }, { "period": "2022-10-01", "regulatory_assets_under_management": 8979527735.0, "total_employees": 30, "filing_date": "2022-09-02" }, { "period": "2023-10-01", "regulatory_assets_under_management": 14132419417.0, "total_employees": 29, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 20131325520.0, "total_employees": 36, "filing_date": "2024-09-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 20884441508.0, "total_employees": 43, "filing_date": "2025-02-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 20195507416.0, "total_employees": 51, "filing_date": "2026-08-26" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 23 to 22." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/rokos-capital-management-us-lp-new-york-city-ny-306046.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 20195507416.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306046", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }