# ROI Financial Planning

> ROI Financial Planning is an SEC-registered investment advisory firm in Clarksville, TN, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.

- CRD: 341025
- Filed as: ROI FINANCIAL PLANNING
- Legal name: ROI Financial Planning, LLC
- Also doing business as: AFG & ROI FINANCIAL GROUP, AMF & ROI FINANCIAL GROUP, DOWDY & ROY FINANCIAL, ROI FINANCIAL GROUP
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Clarksville, TN
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341025
- AdvisorCensus page: https://advisorcensus.com/firm/roi-financial-planning-clarksville-tn-341025

## Quick answers

**How is ROI Financial Planning compensated?**
On its Form ADV (Item 5.E, October 2026), ROI Financial Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is ROI Financial Planning located?**
ROI Financial Planning's principal office is in Clarksville, TN, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is ROI Financial Planning registered with the SEC or a state?**
ROI Financial Planning is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 341025.

**How much does ROI Financial Planning manage?**
ROI Financial Planning reports $0 in regulatory assets under management in its Form ADV filing dated June 29, 2026.

**Does ROI Financial Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341025

**Does ROI Financial Planning state an account minimum?**
Its Form ADV Part 2A brochure dated June 29, 2026 says: "ROI does not impose a minimum portfolio size or a minimum initial investment to open an account."

**What changed in ROI Financial Planning's recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 29, 2026)

- Account minimum: None

> ROI does not impose a minimum portfolio size or a minimum initial investment to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 10 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, KY, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Evansville, IN
- Hendersonville, TN

### Websites listed on Form ADV (Item 1.I)
- roi-fg.com
- Facebook @dowdyfinancialgroup

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ROI Financial Planning (CRD 341025): Form ADV filing data as of October 2026.