{
  "crd_number": 341025,
  "slug": "roi-financial-planning-clarksville-tn-341025",
  "primary_business_name": "ROI FINANCIAL PLANNING",
  "legal_name": "ROI FINANCIAL PLANNING, LLC",
  "dbas": [
    "AFG & ROI FINANCIAL GROUP",
    "AMF & ROI FINANCIAL GROUP",
    "DOWDY & ROY FINANCIAL",
    "ROI FINANCIAL GROUP"
  ],
  "city": "Clarksville",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "17300",
  "metro": {
    "cbsa_code": "17300",
    "common_name": "Clarksville",
    "msa_name": "Clarksville, TN-KY",
    "path": "/advisors/tn/clarksville"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2026-06-09",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-06-29",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 10,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IN",
    "KY",
    "TN"
  ],
  "websites": [
    "https://facebook.com/dowdyfinancialgroup",
    "https://roi-fg.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341025",
  "city_as_filed": "CLARKSVILLE",
  "url": "https://advisorcensus.com/firm/roi-financial-planning-clarksville-tn-341025",
  "display_name": "ROI Financial Planning",
  "summary": "ROI Financial Planning is an SEC-registered investment advisory firm in Clarksville, TN, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.",
  "citation": "AdvisorCensus. ROI Financial Planning (CRD 341025): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is ROI Financial Planning compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), ROI Financial Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is ROI Financial Planning located?",
      "a": "ROI Financial Planning's principal office is in Clarksville, TN, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is ROI Financial Planning registered with the SEC or a state?",
      "a": "ROI Financial Planning is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 341025."
    },
    {
      "q": "How much does ROI Financial Planning manage?",
      "a": "ROI Financial Planning reports $0 in regulatory assets under management in its Form ADV filing dated June 29, 2026."
    },
    {
      "q": "Does ROI Financial Planning report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341025"
    },
    {
      "q": "Does ROI Financial Planning state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 29, 2026 says: \"ROI does not impose a minimum portfolio size or a minimum initial investment to open an account.\""
    },
    {
      "q": "What changed in ROI Financial Planning's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 29, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "ROI does not impose a minimum portfolio size or a minimum initial investment to open an account."
        ]
      }
    ],
    "quotes": [
      "ROI does not impose a minimum portfolio size or a minimum initial investment to open an account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/roi-financial-planning-clarksville-tn-341025.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341025",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}