# Rogers Wealth Group, Inc.

> Rogers Wealth Group, Inc. is an SEC-registered investment advisory firm in Fort Worth, TX, registered since 1996, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 107409
- Filed as: ROGERS WEALTH GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Worth, TX
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107409
- AdvisorCensus page: https://advisorcensus.com/firm/rogers-wealth-group-inc-fort-worth-tx-107409

## Quick answers

**How is Rogers Wealth Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rogers Wealth Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Rogers Wealth Group, Inc. located?**
Rogers Wealth Group, Inc.'s principal office is in Fort Worth, TX, according to its Form ADV.

**Is Rogers Wealth Group, Inc. registered with the SEC or a state?**
Rogers Wealth Group, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107409.

**How much does Rogers Wealth Group, Inc. manage?**
Rogers Wealth Group, Inc. reports $1,038,059,532 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (97% discretionary).

**How have Rogers Wealth Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Rogers Wealth Group, Inc.: Regulatory assets under management: $940,954,135 in the October 2021 data and $1,038,059,532 in the October 2026 data, up 10%. Total employees: 21 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rogers Wealth Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (214); individuals (other than high net worth individuals) (197); corporations or other businesses not listed above (15).

**Which custodians does Rogers Wealth Group, Inc. use?**
Rogers Wealth Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Matrix Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Rogers Wealth Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107409

**Does Rogers Wealth Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 17, 2026 says: "RWG provides investment advice to the following types of client, generally requiring a minimum of $1,000,000 to establish an account. It is at our discretion to accept accounts with assets less than the minimum."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> RWG provides investment advice to the following types of client, generally requiring a minimum of $1,000,000 to establish an account. It is at our discretion to accept accounts with assets less than the minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Matrix Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,038,059,532
- Discretionary: $1,011,485,808
- Non-discretionary: $26,573,724

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 197 | $537,142,457 |
| High net worth individuals | 214 | $399,640,372 |
| Banking or thrift institutions | 1 | $43,145,885 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $2,097,508 |
| Charitable organizations | 5 | $1,531,138 |
| Corporations or other businesses not listed above | 15 | $54,502,172 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 1996 (30 years)
- Employees: 21 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rogers401k.com
- rogersco.com
- rogersesop.com
- rogerswealth.co
- rogerswealthgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $940,954,135 | 21 | March 29, 2021 |
| October 2022 | $1,041,832,815 | 22 | March 22, 2022 |
| October 2023 | $876,332,193 | 23 | March 24, 2023 |
| October 2024 | $838,279,768 | 21 | March 25, 2024 |
| October 2025 | $960,836,725 | 21 | March 12, 2025 |
| October 2026 | $1,038,059,532 | 21 | March 17, 2026 |

Regulatory assets under management: $940,954,135 in the October 2021 data and $1,038,059,532 in the October 2026 data, up 10%.
Total employees: 21 in October 2021 and 21 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rogers Wealth Group, Inc. (CRD 107409): Form ADV filing data as of October 2026.