# Rogers Investment Advisors K.K.

> Rogers Investment Advisors K.K. is an exempt reporting adviser in Tokyo, Japan, filing reports since 2012. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 162896
- Filed as: ROGERS INVESTMENT ADVISORS K.K.
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Tokyo, Japan
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/162896
- AdvisorCensus page: https://advisorcensus.com/firm/rogers-investment-advisors-k-k-tokyo-162896

## Quick answers

**Where is Rogers Investment Advisors K.K. located?**
Rogers Investment Advisors K.K.'s principal office is in Tokyo, Japan, according to its Form ADV.

**How does Rogers Investment Advisors K.K. report to regulators?**
Rogers Investment Advisors K.K. is an exempt reporting adviser, filing reports since 2012. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 162896.

**Does Rogers Investment Advisors K.K. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/162896

**What changed in Rogers Investment Advisors K.K.'s recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Firm details
- Reporting since: 2012 (14 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [rogersia.com](https://rogersia.com)
- LinkedIn @rogers-investment-advisors-kk

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 24, 2021 |
| October 2022 | Not reported | Not reported | March 30, 2022 |
| October 2023 | Not reported | Not reported | March 28, 2023 |
| October 2024 | Not reported | Not reported | May 9, 2024 |
| October 2025 | Not reported | Not reported | March 27, 2025 |
| October 2026 | Not reported | Not reported | March 30, 2026 |


## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rogers Investment Advisors K.K. (CRD 162896): Form ADV filing data as of October 2026.