# Roger F. Woodman JR. & Co.

> Roger F. Woodman JR. & Co. is a state-registered investment advisory firm, registered since 2002, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 2, 2023.

- CRD: 119778
- Filed as: ROGER F. WOODMAN JR. & CO.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maine
- Filing period: October 2026
- Form ADV filing dated: June 2, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119778
- AdvisorCensus page: https://advisorcensus.com/firm/roger-f-woodman-jr-and-co-119778

## Quick answers

**How is Roger F. Woodman JR. & Co. compensated?**
On its Form ADV (Item 5.E, October 2026), Roger F. Woodman JR. & Co. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Roger F. Woodman JR. & Co. registered with the SEC or a state?**
Roger F. Woodman JR. & Co. is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 119778.

**How much does Roger F. Woodman JR. & Co. manage?**
Roger F. Woodman JR. & Co. reports $3,195,590 in regulatory assets under management in its Form ADV filing dated June 2, 2023 (100% discretionary).

**Does Roger F. Woodman JR. & Co. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119778

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,195,590
- Discretionary: $3,195,590
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $3,195,590 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2002 (24 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: ME
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roger F. Woodman JR. & Co. (CRD 119778): Form ADV filing data as of October 2026.