# Roger Budd Investment Management, LLC

> Roger Budd Investment Management, LLC is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 26, 2023.

- CRD: 298525
- Filed as: ROGER BUDD INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Georgia
- Filing period: October 2026
- Form ADV filing dated: January 26, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/298525
- AdvisorCensus page: https://advisorcensus.com/firm/roger-budd-investment-management-llc-298525

## Quick answers

**How is Roger Budd Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roger Budd Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Roger Budd Investment Management, LLC registered with the SEC or a state?**
Roger Budd Investment Management, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 298525.

**How much does Roger Budd Investment Management, LLC manage?**
Roger Budd Investment Management, LLC reports $0 in regulatory assets under management in its Form ADV filing dated January 26, 2023.

**Does Roger Budd Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/298525

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roger Budd Investment Management, LLC (CRD 298525): Form ADV filing data as of October 2026.