# Rodgers Brothers, Inc.

> Rodgers Brothers, Inc. is an SEC-registered investment advisory firm in Harmony, PA, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 16197
- Filed as: RODGERS BROTHERS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Harmony, PA
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/16197
- AdvisorCensus page: https://advisorcensus.com/firm/rodgers-brothers-inc-harmony-pa-16197

## Quick answers

**How is Rodgers Brothers, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rodgers Brothers, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Rodgers Brothers, Inc. charge?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $2,500,000: 1% a year; $2,500,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rodgers Brothers, Inc. located?**
Rodgers Brothers, Inc.'s principal office is in Harmony, PA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Rodgers Brothers, Inc. registered with the SEC or a state?**
Rodgers Brothers, Inc. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 16197.

**How much does Rodgers Brothers, Inc. manage?**
Rodgers Brothers, Inc. reports $1,037,507,673 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).

**How have Rodgers Brothers, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Rodgers Brothers, Inc.: Regulatory assets under management: $591,670,700 in the October 2021 data and $1,037,507,673 in the October 2026 data, up 75%. Total employees: 13 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rodgers Brothers, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (267); high net worth individuals (228); charitable organizations (5).

**Which custodians does Rodgers Brothers, Inc. use?**
Rodgers Brothers, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Rodgers Brothers, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/16197

**Does Rodgers Brothers, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "The minimum amount to be managed is $1,000,000. Exceptions may be made at Rodgers Brothers' discretion."

**What changed in Rodgers Brothers, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Changed its office addresses in Doylestown, PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Up to $2,500,000: 1% a year
- $2,500,000 to $5,000,000: 0.75% a year
- Above $5,000,000: 0.5% a year

> The basic annual schedule is: 1% of the first $2,500,000 undermanagement 4 [[page 5]] 0.75% in excess of $2,500,000 to $5,000,000 under management 0 .5% in excess of $5,000,000 undermanagement

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The minimum amount to be managed is $1,000,000. Exceptions may be made at Rodgers Brothers' discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,037,507,673
- Discretionary: $1,037,507,673
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 267 | $110,026,571 |
| High net worth individuals | 228 | $808,796,251 |
| Investment companies | 1 | $39,328,114 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $9,195,974 |
| Charitable organizations | 5 | $61,975,712 |
| Corporations or other businesses not listed above | 4 | $8,185,051 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2002 (24 years)
- Employees: 19 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, IL, IN, LA, NC, NJ, NY, OH, PA, SC, TX, VA, WA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Doylestown, PA
- Lake Bluff, IL

### Websites listed on Form ADV (Item 1.I)
- moncapfund.com
- rodgersbrothers.com
- LinkedIn @rodgers-brothers

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $591,670,700 | 13 | August 31, 2021 |
| October 2022 | $717,280,673 | 14 | March 29, 2022 |
| October 2023 | $672,882,553 | 17 | March 28, 2023 |
| October 2024 | $835,873,570 | 14 | March 19, 2024 |
| October 2025 | $964,724,126 | 20 | March 25, 2025 |
| October 2026 | $1,037,507,673 | 19 | June 23, 2026 |

Regulatory assets under management: $591,670,700 in the October 2021 data and $1,037,507,673 in the October 2026 data, up 75%.
Total employees: 13 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Changed its office addresses in Doylestown, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rodgers Brothers, Inc. (CRD 16197): Form ADV filing data as of October 2026.