{
  "crd_number": 16197,
  "slug": "rodgers-brothers-inc-harmony-pa-16197",
  "primary_business_name": "RODGERS BROTHERS, INC.",
  "legal_name": "RODGERS BROTHERS, INC.",
  "dbas": [],
  "city": "Harmony",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "38300",
  "metro": {
    "cbsa_code": "38300",
    "common_name": "Pittsburgh",
    "msa_name": "Pittsburgh, PA",
    "path": "/advisors/pa/pittsburgh"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-04-23",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-06-23",
  "carried_forward": false,
  "raum_total": 1037507673.0,
  "raum_discretionary": 1037507673.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 19,
  "advisory_employees": 9,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 61975712.0,
      "count": 5
    },
    "individuals": {
      "raum": 110026571.0,
      "count": 267
    },
    "investment_companies": {
      "raum": 39328114.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 9195974.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 808796251.0,
      "count": 228
    },
    "corporations_other_businesses": {
      "raum": 8185051.0,
      "count": 4,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "IL",
    "IN",
    "LA",
    "NC",
    "NJ",
    "NY",
    "OH",
    "PA",
    "SC",
    "TX",
    "VA",
    "WA",
    "WV"
  ],
  "websites": [
    "https://linkedin.com/company/rodgers-brothers",
    "https://moncapfund.com",
    "https://rodgersbrothers.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/16197",
  "city_as_filed": "HARMONY",
  "url": "https://advisorcensus.com/firm/rodgers-brothers-inc-harmony-pa-16197",
  "display_name": "Rodgers Brothers, Inc.",
  "summary": "Rodgers Brothers, Inc. is an SEC-registered investment advisory firm in Harmony, PA, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 23, 2026.",
  "citation": "AdvisorCensus. Rodgers Brothers, Inc. (CRD 16197): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Rodgers Brothers, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rodgers Brothers, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Rodgers Brothers, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $2,500,000: 1% a year; $2,500,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Rodgers Brothers, Inc. located?",
      "a": "Rodgers Brothers, Inc.'s principal office is in Harmony, PA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Rodgers Brothers, Inc. registered with the SEC or a state?",
      "a": "Rodgers Brothers, Inc. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 16197."
    },
    {
      "q": "How much does Rodgers Brothers, Inc. manage?",
      "a": "Rodgers Brothers, Inc. reports $1,037,507,673 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Rodgers Brothers, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rodgers Brothers, Inc.: Regulatory assets under management: $591,670,700 in the October 2021 data and $1,037,507,673 in the October 2026 data, up 75%. Total employees: 13 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rodgers Brothers, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (267); high net worth individuals (228); charitable organizations (5)."
    },
    {
      "q": "Which custodians does Rodgers Brothers, Inc. use?",
      "a": "Rodgers Brothers, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rodgers Brothers, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/16197"
    },
    {
      "q": "Does Rodgers Brothers, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 says: \"The minimum amount to be managed is $1,000,000. Exceptions may be made at Rodgers Brothers' discretion.\""
    },
    {
      "q": "What changed in Rodgers Brothers, Inc.'s recent Form ADV filings?",
      "a": "In the July 2026 filing data: Changed its office addresses in Doylestown, PA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 591670700.0,
      "total_employees": 13,
      "filing_date": "2021-08-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 717280673.0,
      "total_employees": 14,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 672882553.0,
      "total_employees": 17,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 835873570.0,
      "total_employees": 14,
      "filing_date": "2024-03-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 964724126.0,
      "total_employees": 20,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1037507673.0,
      "total_employees": 19,
      "filing_date": "2026-06-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Changed its office addresses in Doylestown, PA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $2,500,000",
        "rate": "1%"
      },
      {
        "band": "$2,500,000 to $5,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $5,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $2,500,000: 1% a year",
          "$2,500,000 to $5,000,000: 0.75% a year",
          "Above $5,000,000: 0.5% a year"
        ],
        "quotes": [
          "The basic annual schedule is:\n \n1% of the first $2,500,000 undermanagement\n4\n\n[[page 5]]\n0.75% in excess of $2,500,000 to $5,000,000 under management\n0 .5% in excess of $5,000,000 undermanagement"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum amount to be managed is $1,000,000.  Exceptions may be made at Rodgers Brothers' discretion."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 2500000.0,
          "rate_pct": 1.0
        },
        {
          "min": 2500000.0,
          "max": 5000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 5000000.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The basic annual schedule is:\n \n1% of the first $2,500,000 undermanagement\n4\n\n[[page 5]]\n0.75% in excess of $2,500,000 to $5,000,000 under management\n0 .5% in excess of $5,000,000 undermanagement",
      "The minimum amount to be managed is $1,000,000.  Exceptions may be made at Rodgers Brothers' discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "RBC Capital Markets, LLC",
      "name_as_filed": "RBC CAPITAL MARKETS, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rodgers-brothers-inc-harmony-pa-16197.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 267,
      "fewer_than_5": false,
      "raum": 110026571.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 228,
      "fewer_than_5": false,
      "raum": 808796251.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 39328114.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 9195974.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 61975712.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": true,
      "raum": 8185051.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/16197",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}