# Rodgers & Associates

> Rodgers & Associates is an SEC-registered investment advisory firm in Lancaster, PA, registered since 2003, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 121700
- Filed as: RODGERS & ASSOCIATES
- Legal name: Rodgers & Associates, LLC
- Also doing business as: RA FINANCIAL SERVICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lancaster, PA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121700
- AdvisorCensus page: https://advisorcensus.com/firm/rodgers-and-associates-lancaster-pa-121700

## Quick answers

**How is Rodgers & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Rodgers & Associates reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Rodgers & Associates charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1% a year; $1,000,001 to $5,000,000: 0.75% a year; Above $5,000,001: 0.5% a year; Hourly rate: $400 an hour (financial planning and consultation services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rodgers & Associates located?**
Rodgers & Associates' principal office is in Lancaster, PA, according to its Form ADV.

**Is Rodgers & Associates registered with the SEC or a state?**
Rodgers & Associates is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 121700.

**How much does Rodgers & Associates manage?**
Rodgers & Associates reports $1,630,281,071 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Rodgers & Associates' assets and staff changed since 2021?**
In the Form ADV data for Rodgers & Associates: Regulatory assets under management: $1,172,414,107 in the October 2021 data and $1,630,281,071 in the October 2026 data, up 39%. Total employees: 16 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rodgers & Associates serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (549); individuals (other than high net worth individuals) (445); charitable organizations (3).

**Which custodians does Rodgers & Associates use?**
Rodgers & Associates' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Rodgers & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121700

**Does Rodgers & Associates state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "The minimum assets under management for a Client receiving Rodgers’ investment management services is generally $1,000,000. Accounts below this minimum may be negotiable and accepted on an individual basis at the firm’s discretion."

**What changed in Rodgers & Associates' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 10. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Up to $500,000: 1.25% a year
- $500,001 to $1,000,000: 1% a year
- $1,000,001 to $5,000,000: 0.75% a year
- Above $5,000,001: 0.5% a year

> Rodgers’ standard fee schedule is as follows: Market Value of Portfolio Annual Fee From $0 - $500,000 1.25% From $500,001 - $1,000,000 1.00% From $1,000,001 - $5,000,000 .75% The balance over $5,000,001 .50%

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The minimum assets under management for a Client receiving Rodgers’ investment management services is generally $1,000,000. Accounts below this minimum may be negotiable and accepted on an individual basis at the firm’s discretion.

- Hourly rate: $400 an hour (financial planning and consultation services)

> In consideration of financial planning and consultation services provided by Rodgers, the Client will pay Rodgers an hourly fee of $400/hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,630,281,071
- Discretionary: $1,630,281,071
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 445 | $265,827,952 |
| High net worth individuals | 549 | $1,355,061,931 |
| Charitable organizations | 3 | $9,391,188 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 21 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, DE, FL, MD, NC, NJ, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rodgers-associates.com
- Facebook @Rodgers-Associates-1283505141704613
- LinkedIn @325970
- YouTube @RODGERSASSOCIATES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,172,414,107 | 16 | March 24, 2021 |
| October 2022 | $1,382,262,598 | 18 | March 25, 2022 |
| October 2023 | $1,195,569,019 | 18 | August 2, 2023 |
| October 2024 | $1,341,661,104 | 20 | July 31, 2024 |
| October 2025 | $1,488,109,570 | 19 | March 5, 2025 |
| October 2026 | $1,630,281,071 | 21 | March 30, 2026 |

Regulatory assets under management: $1,172,414,107 in the October 2021 data and $1,630,281,071 in the October 2026 data, up 39%.
Total employees: 16 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 10.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rodgers & Associates (CRD 121700): Form ADV filing data as of October 2026.