# Rodel Corriente (SY) LLC

> Rodel Corriente (SY) LLC is a state-registered investment advisory firm in Arcadia, CA, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 154210
- Filed as: RODEL CORRIENTE (SY) LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Arcadia, CA
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154210
- AdvisorCensus page: https://advisorcensus.com/firm/rodel-corriente-sy-llc-arcadia-ca-154210

## Quick answers

**How is Rodel Corriente (SY) LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rodel Corriente (SY) LLC reports these compensation arrangements: performance-based fees.

**Where is Rodel Corriente (SY) LLC located?**
Rodel Corriente (SY) LLC's principal office is in Arcadia, CA, according to its Form ADV.

**Is Rodel Corriente (SY) LLC registered with the SEC or a state?**
Rodel Corriente (SY) LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154210.

**How much does Rodel Corriente (SY) LLC manage?**
Rodel Corriente (SY) LLC reports $11,000,000 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary).

**Does Rodel Corriente (SY) LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154210

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $11,000,000
- Discretionary: $11,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $11,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154210

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rodel Corriente (SY) LLC (CRD 154210): Form ADV filing data as of October 2026.