# Rocky Mountain Financial Solutions Inc.

> Rocky Mountain Financial Solutions Inc. is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 311584
- Filed as: ROCKY MOUNTAIN FINANCIAL SOLUTIONS INC.
- Legal name: Kirk, James, Michael
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Colorado
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311584
- AdvisorCensus page: https://advisorcensus.com/firm/rocky-mountain-financial-solutions-inc-311584

## Quick answers

**How is Rocky Mountain Financial Solutions Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rocky Mountain Financial Solutions Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Rocky Mountain Financial Solutions Inc. registered with the SEC or a state?**
Rocky Mountain Financial Solutions Inc. is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311584.

**How much does Rocky Mountain Financial Solutions Inc. manage?**
Rocky Mountain Financial Solutions Inc. reports $12,200,580 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Rocky Mountain Financial Solutions Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39).

**Does Rocky Mountain Financial Solutions Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311584

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,200,580
- Discretionary: $12,200,580
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $12,200,580 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alignable.com/erie-co/rocky-mountain-financial-solutions
- business.google.com/u/1/dashboard/l/03267160166652476476
- nextdoor.com
- rmfinancialsolutions.com
- Facebook @RMFinPro
- LinkedIn @jimmkirk

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rocky Mountain Financial Solutions Inc. (CRD 311584): Form ADV filing data as of October 2026.